Unregistered Sales of Equity Securities and Use of Proceeds
−Removed: On May 25, 2020, the Company entered into a definitive common stock purchase agreement (the “Agreement”) with FengShuang Zhu.
−Removed: Pursuant to the terms of the Agreement, Mr.
−Removed: Zhu purchased 33,333 shares of the Company’s common stock at $3.00 per share for an aggregate purchase price of $100,000.
−Removed: The shares were issued in a private placement exempt from registration in reliance on Section 4(a)(2) of the Securities Act of 1933 (the “Securities Act”).
−Removed: On May 25, 2020, J.R.
−Removed: Simplot Company, the largest shareholder of the Company, and Trung Doan, the Chairman and Chief Executive Officer of the Company, each converted $300,000 of convertible unsecured promissory notes into 100,000 shares of the Company’s common stock.
−Removed: The shares were exempt from registration in reliance on Section 3(a)(9) of the Securities Act.
Defaults Upon Senior Securities
1 unchanged sentence
Not applicable.
+Added: Othe r Information
+Added: Convertible unsecured promissory notes issued December 10, 2019 to Trung Doan (incorprateed by reference from Exhibit 1.1 to the Company’s Current Report on Form 8-K filed on Dec 11, 2019).
+Added: Convertible unsecured promissory notes issued December 6, 2019 to J.
+Added: Simplot Company (incorprateed by reference from Exhibit 1.2 to the Company’s Current Report on Form 8-K filed on Dec 11, 2019).
+Added: Certification of Chief Executive Officer Pursuant to Exchange Act Rule 13a-14(a)/15d-14(a) as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
+Added: Certification of Chief Financial Officer Pursuant to Exchange Act Rule 13a-14(a)/15d-14(a) as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
+Added: Certification pursuant to 18 U.S.C.
+Added: Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
+Added: Certification pursuant to 18 U.S.C.
+Added: Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
+Added: XBRL Instance Document
+Added: XBRL Taxonomy Extension Schema Document
+Added: XBRL Taxonomy Extension Calculation Linkbase Document
+Added: XBRL Taxonomy Extension Definition Linkbase Document
+Added: XBRL Taxonomy Extension Label Linkbase Document
+Added: XBRL Taxonomy Extension Presentation Linkbase Document
+Added: Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
+Added: SEMILEDS CORPORATION
+Added: January 14, 2021
+Added: /s/ Christopher Lee
+Added: Christopher Lee
+Added: Chief Financial Officer
+Added: (Principal Financial Officer and Principal
+Added: Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.