Item 5. Other Information
Item 5. Other Information
During the second quarter of 2026, no directors or executive officers of KDP adopted, modified, or terminated any contract, instruction, or written plan for the purchase or sale of KDP securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any "non-Rule 10b5-1 trading arrangement," as defined in Item 408 of Regulation S-K.
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Item 6. Exhibits
Incorporated by Reference
No. Exhibit Description Form Date of Filing Exhibit Number Footnote
2.1
Merger Protocol, dated as of August 24, 2025, among Keurig Dr Pepper Inc. and JDE Peet's N.V. 8-K 8/25/2025 2.1 ‡
2.2
Form of Irrevocable Undertaking, dated as of August 24, 2025 8-K 8/25/2025 2.2
3.1
Amended and Restated Certificate of Incorporation of Dr Pepper Snapple Group, Inc. 8-K 5/12/2008 3.1
3.2
Certificate of Amendment to Amended and Restated Certificate of Incorporation of Dr Pepper Snapple Group, Inc. effective as of May 17, 2012 10-Q 7/26/2012 3.2
3.3
Certificate of Second Amendment to Amended and Restated Certificate of Incorporation of Dr Pepper Snapple Group, Inc. effective as of May 19, 2016 8-K 5/20/2016 3.1
3.4
Certificate of Third Amendment to the Amended and Restated Certificate of Incorporation of Dr Pepper Snapple Group, Inc. effective as of July 9, 2018 8-K 7/9/2018 3.1
3.5
Amended and Restated By-Laws of Keurig Dr Pepper Inc. effective as of February 20, 2025 10-K 2/25/2025 3.5
3.6
Certificate of Designations, Preferences and Rights of Series A Convertible Preferred Stock of Keurig Dr Pepper Inc., effective as of March 30, 2026 8-K 4/1/2026 3.1
4.1
Fiscal and Paying Agency Agreement, between JDEP Coffee B.V. (formerly JDE Peet’s N.V.) and Deutsche Bank Trust Company Americas, as fiscal agent, paying agent, transfer agent and registrar, dated as of September 24, 2021 — — — *
4.2
Amended and Restated Agency Agreement, among JDEP Coffee B.V. (formerly JDE Peet’s N.V.), Deutsche Bank AG, London Branch, as fiscal agent, paying agent, transfer agent and calculation agent, and Deutsche Bank Luxembourg S.A., as Luxembourg registrar, dated as of May 12, 2023 — — — *
4.3
Amended and Restated Agency Agreement, among JDEP Coffee B.V. (formerly JDE Peet’s N.V.), Deutsche Bank AG, London Branch, as fiscal agent, paying agent, transfer agent and calculation agent, and Deutsche Bank Luxembourg S.A., as Luxembourg registrar, dated as of May 15, 2025 — — — *
4.4
Supplemental Agency Agreement among JDEP Coffee B.V. (formerly JDE Peet’s N.V.), Deutsche Bank AG, London Branch, as fiscal agent, paying agent, transfer agent and calculation agent, and Deutsche Bank Luxembourg S.A., as registrar, dated as of May 21, 2026 — — — *
4.5
Deed of Guarantee relating to the Euro Notes of JDEP Coffee B.V., between JDEP Coffee B.V. and the guarantors listed therein, dated as of May 21, 2026 — — — *
4.6
Deed of Guarantee relating to the USD Notes of JDEP Coffee B.V., between JDEP Coffee B.V. and the guarantors listed therein, dated as of May 21, 2026 — — — *
10.1
Keurig Dr Pepper Inc. Omnibus Stock Incentive Plan of 2026 S-8 6/25/2026 99.1 ++
10.2
Second Amendment to Preferred Investment Agreement, dated as of July 14, 2026, by and among Keurig Dr Pepper Inc. and certain investors party thereto — — — *
22.1
List of Guarantor Subsidiaries — — — *
31.1
Certification of Chief Executive Officer of Keurig Dr Pepper Inc. pursuant to Rule 13a-14(a) or 15d-14(a) promulgated under the Exchange Act
— — — *
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Incorporated by Reference
No. Exhibit Description Form Date of Filing Exhibit Number Footnote
31.2
Certification of Chief Financial Officer of Keurig Dr Pepper Inc. pursuant to Rule 13a-14(a) or 15d-14(a) promulgated under the Exchange Act
— — — *
32.1
Certification of Chief Executive Officer of Keurig Dr Pepper Inc. pursuant to Rule 13a-14(b) or 15d-14(b) promulgated under the Exchange Act, and Section 1350 of Chapter 63 of Title 18 of the United States Code
— — — **
32.2
Certification of Chief Financial Officer of Keurig Dr Pepper Inc. pursuant to Rule 13a-14(b) or 15d-14(b) promulgated under the Exchange Act, and Section 1350 of Chapter 63 of Title 18 of the United States Code
— — — **
101 The following financial information from Keurig Dr Pepper Inc.'s Quarterly Report on Form 10-Q for the quarter ended June 30, 2026, formatted in Inline XBRL: (i) Condensed Consolidated Statements of Income, (ii) Condensed Consolidated Statements of Comprehensive Income, (iii) Condensed Consolidated Balance Sheets, (iv) Condensed Consolidated Statements of Cash Flows, (v) Condensed Consolidated Statement of Changes in Stockholders' Equity, and (vi) the Notes to Condensed Consolidated Financial Statements. The Instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document
— — — *
104 The cover page from this Quarterly Report on Form 10-Q, formatted as Inline XBRL
— — — *
* Filed herewith.
** Furnished herewith.
++ Indicates a management contract or compensatory plan or arrangement.
‡ Certain portions of this exhibit have been omitted from this filing pursuant to Item 601 of Regulation S-K.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Keurig Dr Pepper Inc.
By: /s/ Anthony DiSilvestro
Name: Anthony DiSilvestro
Title: Chief Financial Officer
(Principal Financial Officer)
Date: August 10, 2026
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