Item 5. Other Information
Item 5. Other Information
During the first quarter of 2026, no directors or executive officers of KDP adopted, modified, or terminated any contract, instruction, or written plan for the purchase or sale of KDP securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any "non-Rule 10b5-1 trading arrangement," as defined in Item 408 of Regulation S-K.
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Item 6. Exhibits
Incorporated by Reference
No. Exhibit Description Form Date of Filing Exhibit Number Footnote
2.1
Merger Protocol, dated as of August 24, 2025, among Keurig Dr Pepper Inc. and JDE Peet's N.V. 8-K 8/25/2025 2.1 ‡
2.2
Form of Irrevocable Undertaking, dated as of August 24, 2025 8-K 8/25/2025 2.2
3.1
Amended and Restated Certificate of Incorporation of Dr Pepper Snapple Group, Inc. 8-K 5/12/2008 3.1
3.2
Certificate of Amendment to Amended and Restated Certificate of Incorporation of Dr Pepper Snapple Group, Inc. effective as of May 17, 2012 10-Q 7/26/2012 3.2
3.3
Certificate of Second Amendment to Amended and Restated Certificate of Incorporation of Dr Pepper Snapple Group, Inc. effective as of May 19, 2016 8-K 5/20/2016 3.1
3.4
Certificate of Third Amendment to the Amended and Restated Certificate of Incorporation of Dr Pepper Snapple Group, Inc. effective as of July 9, 2018 8-K 7/9/2018 3.1
3.5
Amended and Restated By-Laws of Keurig Dr Pepper Inc. effective as of February 20, 2025 10-K 2/25/2025 3.5
3.6
Certificate of Designations, Preferences and Rights of Series A Convertible Preferred Stock of Keurig Dr Pepper Inc., effective as of March 30, 2026 8-K 4/1/2026 3.1
4.1
Third Supplemental Indenture, dated as of March 6, 2026, among Maple Parent Holdings Corp., Keurig Dr Pepper Inc. and U.S. Bank Trust Company, National Association, as trustee — — — *
4.2
Ninth Supplemental Indenture, dated as of March 6, 2026, among Keurig Dr Pepper Inc. as successor to Maple Escrow Subsidiary, Inc., Maple Parent Holdings Corp. and U.S. Bank Trust Company, National Association, as successor trustee to Wells Fargo Bank, N.A., as trustee — — — *
4.3
Fourteenth Supplemental Indenture, dated as of March 6, 2026, among Maple Parent Holdings Corp., Keurig Dr Pepper Inc. (f/k/a Dr Pepper Snapple Group, Inc.) and U.S. Bank Trust Company, National Association, as successor trustee to Computershare Trust Company, N.A — — — *
4.4
Indenture, dated as of March 26, 2026, between Maple Parent Holdings Corp., a Delaware corporation and U.S. Bank Trust Company, National Association, as trustee, registrar and transfer agent 8-K 3/26/2026 4.1
4.5
First Supplemental Indenture, dated as of March 26, 2026, among Maple Parent Holdings Corp., a Delaware corporation, Keurig Dr Pepper Inc., a Delaware corporation, the Guarantors listed in Schedule I, U.S. Bank Trust Company, National Association, as registrar, transfer agent and trustee, and U.S. Bank Europe DAC, UK Branch, as paying agent 8-K
3/26/2026 4.2
4.6
Second Supplemental Indenture, dated as of March 26, 2026, among Maple Parent Holdings Corp., a Delaware corporation, Keurig Dr Pepper Inc., a Delaware corporation, the Guarantors listed in Schedule I, U.S. Bank Trust Company, National Association, as trustee 8-K
3/26/2026 4.3
10.1
Transaction Agreement, dated as of February 23, 2026, by and among Keurig Dr Pepper Inc., Keurig JV, LP, Keurig Green Mountain, Inc., KGM Manufacturing LLC, Keurig Production Holding, LLC, Keurig Lux HoldCo, S.a.r.l. and the AP Kona Holdings 8-K 2/23/2026 10.1 ‡
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Incorporated by Reference
No. Exhibit Description Form Date of Filing Exhibit Number Footnote
10.2
Amended and Restated Limited Partnership Agreement of Keurig JV, LP, dated as of March 30, 2026, by and among Keurig JV, LP, Keurig JV GP, LLC, Keurig Green Mountain, Inc., KGM Manufacturing LLC, Keurig Production Holding, LLC, Keurig Lux HoldCo, S.a.r.l. and the AP Kona Holdings LLC 8-K 2/23/2026 10.2 ‡
10.3
Amendment to Preferred Investment Agreement, dated as of February 23, 2026, by and among Keurig Dr Pepper Inc., the KKR Investor and the Apollo Investor 8-K 2/23/2026 10.3
10.4
Amendment No. 1 to Term Loan Agreement, dated as of March 6, 2026, among Keurig Dr Pepper Inc., Maple Parent Holdings Corp., the Guarantors party thereto, the lenders party thereto and Morgan Stanley Senior Funding, Inc., as administrative agent 8-K
3/10/2026 10.1
10.5
Amendment No. 2 to Term Loan Agreement, dated as of March 20, 2026, among Keurig Dr Pepper Inc., Maple Parent Holdings Corp, the Guarantors party thereto, the lenders party thereto and Morgan Stanley Senior Funding, Inc., as administrative agent — — — *
10.6
Registration Rights Agreement, dated March 26, 2026, by and among Maple Parent Holdings Corp., the guarantors party thereto, Morgan Stanley & Co. International plc, Goldman Sachs & Co. LLC and J.P. Morgan Securities plc 8-K
3/26/2026 4.4
10.7
Registration Rights Agreement, dated March 26, 2026, by and among Maple Parent Holdings Corp., the guarantors party thereto, Morgan Stanley & Co. LLC, Goldman Sachs & Co. LLC and J.P. Morgan Securities LLC 8-K
3/26/2026 4.5
10.8
Registration Rights Agreement, dated as of March 30, 2026, by and among Keurig Dr Pepper Inc., Pour Purchaser L.P., AP Pour Holdings, L.P. and certain other investors party thereto 8-K 3/30/2026 10.1
22.1
List of Guarantor Subsidiaries — — — *
31.1
Certification of Chief Executive Officer of Keurig Dr Pepper Inc. pursuant to Rule 13a-14(a) or 15d-14(a) promulgated under the Exchange Act
— — — *
31.2
Certification of Chief Financial Officer of Keurig Dr Pepper Inc. pursuant to Rule 13a-14(a) or 15d-14(a) promulgated under the Exchange Act
— — — *
32.1
Certification of Chief Executive Officer of Keurig Dr Pepper Inc. pursuant to Rule 13a-14(b) or 15d-14(b) promulgated under the Exchange Act, and Section 1350 of Chapter 63 of Title 18 of the United States Code
— — — **
32.2
Certification of Chief Financial Officer of Keurig Dr Pepper Inc. pursuant to Rule 13a-14(b) or 15d-14(b) promulgated under the Exchange Act, and Section 1350 of Chapter 63 of Title 18 of the United States Code
— — — **
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Incorporated by Reference
No. Exhibit Description Form Date of Filing Exhibit Number Footnote
101 The following financial information from Keurig Dr Pepper Inc.'s Quarterly Report on Form 10-Q for the quarter ended March 31, 2026 , formatted in Inline XBRL: (i) Condensed Consolidated Statements of Income, (ii) Condensed Consolidated Statements of Comprehensive Income, (iii) Condensed Consolidated Balance Sheets, (iv) Condensed Consolidated Statements of Cash Flows, (v) Condensed Consolidated Statement of Changes in Stockholders' Equity, and (vi) the Notes to Condensed Consolidated Financial Statements. The Instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document
— — — *
104 The cover page from this Quarterly Report on Form 10-Q, formatted as Inline XBRL
— — — *
* Filed herewith.
** Furnished herewith.
‡ Certain portions of this exhibit have been omitted from this filing pursuant to Item 601 of Regulation S-K.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Keurig Dr Pepper Inc.
By: /s/ Anthony DiSilvestro
Name: Anthony DiSilvestro
Title: Chief Financial Officer
(Principal Financial Officer)
Date: April 23, 2026
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