1 unchanged sentence
Sales of Unregistered Securities
−Removed: On July 15, 2020, we granted stock options to six new employees to purchase 21,800 shares of our common stock at an exercise price of $11.07 per share and on September 15, 2020, we granted stock options to one new employee to purchase 7,000 shares of our common stock at an exercise price of $8.05 per share.
+Added: On January 15, 2021, we granted stock options to two new employees to purchase 8,000 shares of our common stock at an exercise price of $7.49 per share, on February 12, 2021, we granted stock options to two new employees to purchase 16,500 shares of our common stock at an exercise price of $8.63 per share and on March 15, 2021, we granted stock options to four new employees to purchase 32,200 shares of our common stock at an exercise price of $7.54 per share.
These options were inducement grants made outside of our 2017 Equity Incentive Plan in accordance with Nasdaq Listing Rule 5635 (c)(4) and Section 4(a)(2) of the Securities Act of 1933, as amended.
7 unchanged sentences
EXHIBIT 10.1 †
+Added: Loan and Security Agreement, dated May 4, 2021, by and among the Registrant and Oxford Finance LLC, as collateral agent and lender (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K (File No.
+Added: 001-38150) filed on May 5, 2021).
+Added: EXHIBIT 31.1+
Certification of Chief Executive Officer pursuant to Rules 13a-14(a) or 15 d-14(a) of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
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+ Filed herewith
+Added: ++ Furnished herewith
+Added: † Portions of this exhibit have been omitted pursuant to Item 601(b)(10)(iv) of Regulation S-K.
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
KALA PHARMACEUTICALS, INC.
−Removed: November 5, 2020
/s/ Mark Iwicki
Chairman of the Board, Chief Executive Officer and President (Principal Executive Officer)
−Removed: November 5, 2020
/s/ Mary Reumuth
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.