1 unchanged sentence
Sales of Unregistered Securities
−Removed: On April 15, 2020, we granted stock options to two new employees to purchase 8,000 shares of our common stock at an exercise price of $9.35 per share.
+Added: On July 15, 2020, we granted stock options to six new employees to purchase 21,800 shares of our common stock at an exercise price of $11.07 per share and on September 15, 2020, we granted stock options to one new employee to purchase 7,000 shares of our common stock at an exercise price of $8.05 per share.
These options were inducement grants made outside of our 2017 Equity Incentive Plan in accordance with Nasdaq Listing Rule 5635 (c)(4) and Section 4(a)(2) of the Securities Act of 1933, as amended.
6 unchanged sentences
Exhibit Index
−Removed: Amended and Restated Sales Agreement, dated May 7, 2020, by and between the Registrant and Jefferies LLC (incorporated by reference to Exhibit 1.2 to the Registrant’s Registration Statement on Form S-3 (File No.
−Removed: 333-238087) filed on May 7, 2020).
EXHIBIT 31.1+
−Removed: Fifth Amendment to Exclusive License Agreement, date July 6, 2020, by and between the Johns Hopkins University and the Registrant .
−Removed: EXHIBIT 10.3+
−Removed: Form of Employee Restricted Stock Unit Award under 2017 Equity Incentive Plan
−Removed: 2017 Equity Inventive Plan, as amended (incorporated by reference to Exhibit 99.1 to the Registrant’s Current Report on Form 8-K (File No.
−Removed: 001-38150) filed on June 26, 2020).
−Removed: EXHIBIT 31.1+
Certification of Chief Executive Officer pursuant to Rules 13a-14(a) or 15 d-14(a) of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
21 unchanged sentences
Cover Page Interactive Data File (formatted as Inline XBRL with applicable taxonomy extension information contained in Exhibits 101).
−Removed: * Portions of this exhibit have been omitted pursuant to Item 601(b)(10)(iv) of Regulation S-K.
+ Filed herewith
1 unchanged sentence
KALA PHARMACEUTICALS, INC.
−Removed: August 6, 2020
+Added: November 5, 2020
/s/ Mark Iwicki
Chairman of the Board, Chief Executive Officer and President (Principal Executive Officer)
−Removed: August 6, 2020
+Added: November 5, 2020
/s/ Mary Reumuth
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.