Item 2. Unregistered Sales of Equity Securities
ITEM 2.
UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS
There were no unregistered sales of equity securities during the six months ended March 31, 2022. In addition, there were no shares of Common Stock purchased by us during the six months ended March 31, 2022.
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ITEM 6.
EXHIBIT INDEX
3.1
The Company’s Certificate, Amendment or Withdrawal of Designation pursuant to NRS 78.1955 with respect to Series C Cumulative Preferred Stock
3.2
The Company’s Certificate, Amendment or Withdrawal of Designation pursuant to NRS 78.1955 with respect to Series B Convertible Preferred Stock
10.1
First Amendment to Amended and Restated Loan and Security Agreement between (filed herewith)
10.2
Form letter purchase agreement, dated March 31, 2022, between the Company and holders of Series C Stock (filed herewith)
31.1
Rule 13a-14(a)/15d-14(a) Certification of Principal Executive Officer (filed herewith)
31.2
Rule 13a-14(a)/15d-14(a) Certification of Principal Financial Officer (filed herewith)
32.1
Section 1350 Certification of Principal Executive Officer (filed herewith)
32.2
Section 1350 Certification of Principal Financial Officer (filed herewith)
101
Interactive data files providing financial information from the Company’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2022 for the three and six months ended March 31, 2022 and 2021 in
Inline XBRL (eXtensible Business Reporting Language) pursuant to Rule 405 of Regulation S-T: (i) Condensed Consolidated Balance Sheets as of March 31, 2022 and September 30, 2021, (ii) Condensed Consolidated Statements of Operations for the
three and six months ended March 31, 2022 and 2021, (iii) Condensed Consolidated Statement of Changes in Stockholders’ Equity for the three and six months ended March 31, 2022 and 2021, (iv) Condensed Consolidated Statements of Cash Flows
for the six months ended March 31, 2022 and 2021, and (v) Notes to Condensed Consolidated Financial Statements.
104
Cover Page Interactive Data File (formatted as Inline XBRL and contained in the Interactive Data Files submitted as Exhibit 101) (filed herewith)
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Dated: May 12, 2022
JANEL CORPORATION
Registrant
/s/ Dominique Schulte
Dominique Schulte
Chairman, President and Chief Executive Officer
( Principal Executive Officer)
Dated: May 12, 2022
JANEL CORPORATION
Registrant
/s/ Vincent A. Verde
Vincent A. Verde
Principal Financial Officer, Treasurer and Secretary
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.