Item 5. Other Information
Item 5. Other Information
(a) None
(b) None
(c) Insider Rule 10b5-1 Trading Plans . During the quarter ended March 31, 2025, none of our directors or executive officers adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as those terms are defined in Item 408 of Regulation S-K.
Item 6. Exhibits
Exhibit Index
No. Exhibit
4.1 Base Indenture, dated as of March 25, 2025 by and between Independent Bank Corp. and U.S. Bank Trust Company, National Association, as trustee, incorporated herein by reference to Exhibit 4.1 to Form 8-K filed on March 25, 2025 .
4.2 Supplemental Indenture, dated as of March 25, 2025, by and between Independent Bank Corp. and U.S. Bank Trust Company, National Association, as trustee, incorporated herein by reference to Exhibit 4.2 to Form 8-K filed on March 25, 2025.
4.3 Form of 7.25% Fixed-to-Floating Rate Subordinated Notes due 2035, incorporated herein by reference to Exhibit 4.3 to Form 8-K filed on March 25, 2025.
10.1 Form of Chief Executive Officer Performance Based Restricted Stock Award Agreement, filed herewith .*
10.2 Form of Executive Officer Performance Based Restricted Stock Award Agreement, filed herewith. *
10.3 Form of Officer Performance Based Restricted Stock Award Agreement, filed herewith .*
10.4 Form of Chief Executive Officer Time-Vesting Restricted Stock Award Agreement, filed herewith .*
10.5 Form of Executive Officer Time-Vesting Restricted Stock Award Agreement, filed herewith .*
10.6 Form of Officer Time-Vesting Restricted Stock Award Agreement, filed herewith .*
31.1 Section 302 Certification of Sarbanes-Oxley Act of 2002 is attached hereto .*
31.2 Section 302 Certification of Sarbanes-Oxley Act of 2002 is attached hereto .*
32.1 Section 906 Certification of Sarbanes-Oxley Act of 2002 is attached hereto. +
32.2 Section 906 Certification of Sarbanes-Oxley Act of 2002 is attached hereto .+
101 The instance document does not appear in the interactive data file because its XBRL tags are embedded within the inline XBRL document.*
104 Cover page interactive data file (formatted as inline XBRL and contained in Exhibit 101).*
* Filed herewith
+ Furnished herewith
85
Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
INDEPENDENT BANK CORP.
(registrant)
May 7, 2025 /s/ Jeffrey J. Tengel
Jeffrey J. Tengel
President and
Chief Executive Officer
(Principal Executive Officer)
May 7, 2025 /s/ Mark J. Ruggiero
Mark J. Ruggiero
Chief Financial Officer
(Principal Financial Officer)
86
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the is authoritative for anything you rely on.