What changed in this filing

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Item 5. Other Information

2025-09-04 compared with 2025-06-04 · 84 added, 32 removed, 215 unchanged (35% of the section changed)

1 unchanged sentence

Trading Plans

During the fiscal quarter ended April 30, 2025, the following trading plans were adopted or terminated by our directors or officers, as applicable:

During the fiscal quarter ended July 31, 2025, the following trading plans were adopted or terminated by our directors or officers, as applicable:

Name & Title Date of Adoption / Termination Character of Trading Arrangement (1)

Aggregate Number of Shares of Common Stock to be Purchased/Sold Pursuant to Trading Arrangement Duration of Plan (2)

Philip Mottram Adopted

March 26, 2025

Jeremy Cox Terminated

June 26, 2025

Trading Arrangement Up to 100,392

shares to be sold

June 12, 2025- November 28, 2026

Executive Vice President, General Manager, Intelligent Edge

John Schultz Adopted

March 24, 2025

September 12, 2024- June 30, 2026

Senior Vice President, Controller and Chief Tax Officer

Jeremy Cox Adopted

June 27, 2025

Trading Arrangement Up to 119,287

shares to be sold

December 8, 2025- December 1, 2026

Executive Vice President, Chief Operating and Legal Officer

December 9, 2025- June 1, 2026

Senior Vice President, Controller and Chief Tax Officer

Maeve Culloty Adopted

June 26, 2025

Trading Arrangement Up to 49,442

shares to be sold

December 11, 2025-

Executive Vice President, President and CEO, HPE Financial Services

Phil Mottram Adopted

June 26, 2025

Trading Arrangement Up to 143,699

shares to be sold

December 9, 2025-

Executive Vice President, GM, Intelligent Edge (3)

Fidelma Russo Adopted

June 25, 2025

Trading Arrangement Up to 256,350

shares to be sold

December 11, 2025-

June 12, 2026

Executive Vice President, General Manager, Hybrid Cloud and Chief Technology Officer

(1) Each trading arrangement marked as a “Rule 10b5-1 Trading Arrangement” is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), as amended (the “Rule”).

(2) Each trading arrangement marked as a “Rule 10b5-1 Trading Arrangement” only permits transactions after the indicated duration start date and, in any case, upon expiration of the applicable mandatory cooling-off period under the Rule, and until the earlier of the indicated duration end date or completion of all sales contemplated in the Rule 10b5-1 Trading Arrangement.

(3) Phil Mottram, Executive Vice President, General Manager of Intelligent Edge ceased being a Section 16 reporting person on July 2, 2025 in connection with the Merger.

Exchange Act Section 13(r) Disclosure

17 unchanged sentences

Following the sanctions designation, HPE Russia immediately initiated procedures to terminate its relationship with Positive Technologies.

HPE does not plan to engage in any further transactions with this entity, except wind down activities that are authorized by OFAC going forward.

HPE does not plan to engage in any further

transactions with this entity, except wind down activities that are authorized by OFAC going forward.

HPE Russia continues to have blocked property associated with Positive Technologies.

1 unchanged sentence

There are no identifiable gross revenues or net profits associated with HPE’s activities related to Positive Technologies for this reporting period.

Based on HPE’s current internal review, during the period of approximately December 2021 to May 2022, Hewlett-Packard Limited (“HPL”), a UK subsidiary of HPE, issued sales orders for certain software, hardware, and related support service agreements to a UK distributor.

In connection with these orders, HPE delivered certain products to that UK distributor in or around January 2022 and entered into four support service agreements between May 2022 and July 2022.

The ultimate end customer in these arrangements was Persia International Bank PLC (“Persia International”), a UK entity that OFAC designated as a blocked entity pursuant to Executive Order 13224.

Subsequent to these arrangements, HPE has had no direct or indirect dealings with Persia International.

The gross revenue from these transactions was approximately £28,129.84 (approximately $34,055.50).

HPE is unable to accurately calculate the net profit from such activities.

HPE and its affiliates have placed each of these contracts in blocked status and do not intend to engage in any further transactions involving Persia International, whether pursuant to these contracts or otherwise.

For a summary of our revenue recognition policies, see “Revenue Recognition” described in Note 1, “Overview and Summary of Significant Accounting Policies” to the Consolidated Financial Statements in Item 8 of Part II of our Annual Report on Form 10-K for the fiscal year ended October 31, 2024.

30 unchanged sentences

8-K 001-37483 2.2 November 2, 2016

2.13 Agreement and Plan of Merger, dated as of March 6, 2017, by and among Hewlett Packard Enterprise Company, Nebraska Merger Sub, Inc., and Nimble Storage, Inc.

8-K 001-37483 99.1 March 7, 2017

2.14 Tender and Support Agreement, dated as of March 6, 2017, by and among Hewlett Packard Enterprise Company, Nebraska Merger Sub, Inc.

and each of the persons set forth on Schedule A thereto

8-K 001-37483 99.2 March 7, 2017

2.13 Tax Matters Agreement, dated March 31, 2017, by and among Hewlett Packard Enterprise Company, Everett SpinCo, Inc., and Computer Sciences Corporation

16 unchanged sentences

8-K 001-37483 2.4 September 1, 2017

2.24 Agreement and Plan of Merger, dated as of January 9, 2024, by and among Juniper Networks, Inc., Hewlett Packard Enterprise Company, and Jasmine Acquisition Sub, Inc.

(certain schedules and exhibits omitted pursuant to Regulation S-K Item 601(a)(5)).

8-K 001-37483 2.1 January 10, 2024

3.1 Registrant's Restated Certificate of Incorporation

10 unchanged sentences

8-K 001-37483 4.1 October 13, 2015

4.2 Fifth Supplemental Indenture, dated as of October 9, 2015, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee, relating to Hewlett Packard Enterprise Company's 4.900% notes due 2025

8-K 001-37483 4.6 October 13, 2015

4.3 Sixth Supplemental Indenture, dated as of October 9, 2015, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee, relating to Hewlett Packard Enterprise Company's 6.200% notes due 2035

8-K 001-37483 4.7 October 13, 2015

4.4 Seventh Supplemental Indenture, dated as of October 9, 2015, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee, relating to Hewlett Packard Enterprise Company's 6.350% notes due 2045

8-K 001-37483 4.8 October 13, 2015

4.5 Eighteenth Supplemental Indenture, dated as of July 17, 2020, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee, relating to Hewlett Packard Enterprise Company's 1.750% notes due 2026

8-K 001-37483 4.3 July 17, 2020

4.6 Twenty-First Supplemental Indenture, dated as of June 14, 2023, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee, relating to Hewlett Packard Enterprise Company’s 5.250% notes due 2028

8-K 001-37483 4.3 June 14, 2023

4.7 Twenty-Second Supplemental Indenture, dated as of September 26, 2024, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee, relating to Hewlett Packard Enterprise Company’s 4.450% notes due 2026.

8-K 001-37483 4.2 September 26, 2024

4.8 Twenty-Third Supplemental Indenture, dated as of September 26, 2024, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee, relating to Hewlett Packard Enterprise Company’s 4.400% notes due 2027.

8-K 001-37483 4.3 September 26, 2024

4.9 Twenty-Fourth Supplemental Indenture, dated as of September 26, 2024, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee, relating to Hewlett Packard Enterprise Company’s 4.550% notes due 2029.

8-K 001-37483 4.4 September 26, 2024

4.10 Twenty-Fifth Supplemental Indenture, dated as of September 26, 2024, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee, relating to Hewlett Packard Enterprise Company’s 4.850% notes due 2031.

8-K 001-37483 4.5 September 26, 2024

4.11 Twenty-Sixth Supplemental Indenture, dated as of September 26, 2024, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee, relating to Hewlett Packard Enterprise Company’s 5.000% notes due 2034.

8-K 001-37483 4.6 September 26, 2024

4.12 Twenty-Seventh Supplemental Indenture, dated as of September 26, 2024, between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee, relating to Hewlett Packard Enterprise Company’s 5.600% notes due 2054.

8-K 001-37483 4.7 September 26, 2024

4.13 Registration Rights Agreement, dated as of October 9, 2015, by and among Hewlett Packard Enterprise Company, Hewlett-Packard Company, and the representatives of the initial purchasers of the Notes

8-K 001-37483 4.12 October 13, 2015

4.13 Form of Subordinated Indenture between Hewlett Packard Enterprise Company and The Bank of New York Mellon Trust Company, N.A., as Trustee

4 unchanged sentences

10-K 001-37483 4.18 December 19, 2024

4.16 Indenture, dated March 3, 2011, by and between Juniper Networks, Inc.

and The Bank of New York Mellon Trust Company, N.A., as trustee‡

4.17 First Supplemental Indenture, dated as of March 3, 2011,between Juniper Networks, Inc.

and The Bank of New York Mellon Trust Company, N.A., as Trustee‡

4.18 Sixth Supplemental Indenture, dated as of August 26, 2019, by and between Juniper Networks, Inc.

and The Bank of New York Mellon Trust Company, N.A., as Trustee‡

4.19 Seventh Supplemental Indenture, dated as of December 10, 2020, by and between Juniper Networks, Inc.

and The Bank of New York Mellon Trust Company, N.A., as Trustee‡

4.20 Form of Note for Juniper Networks, Inc.’s 5.950% Senior Notes due 2041 (contained in exhibit 4.17 hereto)‡

4.21 Form of Note for Juniper Networks, Inc.’s 3.750% Senior Notes due 2029 (contained in exhibit 4.18 hereto)‡

4.22 Form of Note for Juniper Networks, Inc.’s 1.200% Senior Notes due 2025 (contained in exhibit 4.19 hereto)‡

4.23 Form of Note for Juniper Networks, Inc.’s 2.000% Senior Notes due 2030 (contained in exhibit 4.19 hereto)‡

10.1 Hewlett Packard Enterprise Company 2015 Stock Incentive Plan (amended and restated January 25, 2017)*

49 unchanged sentences

10.21 Silver Peak Systems, Inc.

(fka Cheyenne Networks, Inc.) 2004 Stock Plan, as amended*

2014 Equity Incentive Plan, as amended*

S-8 333-249731 4.4 October 29, 2020

26 unchanged sentences

8-K 001-37483 10.3 September 12, 2024

10.35 HPE Offer Letter to Rami Rahim, dated as of January 9, 2024 (certain schedules and exhibits omitted pursuant to Regulation S-K Item 601(a)(5))* ‡

10.36 Juniper Networks, Inc.

2015 Equity Incentive Plan, as amended and restated*

S-8 333-288473 4.3 July 2, 2025

10.37 128 Technology, Inc.

Amended and Restated 2014 Equity Incentive Plan*

S-8 333-288473 4.4 July 2, 2025

10.38 Apstra, Inc.

Amended and Restated 2014 Equity Incentive Plan*

S-8 333-288473 4.5 July 2, 2025

10.39 Mist Systems, Inc.

2014 Equity Incentive Plan*

S-8 333-288473 4.6 July 2, 2025

10.40 Juniper Networks, Inc.

Deferred Compensation Plan*

S-8 333-288473 4.7 July 2, 2025

10.41 Form of Stock Option Agreement effective as of May 19, 2015*‡

10.42 Amended and Restated Juniper Networks, Inc.

Form of Restricted Stock Unit Agreement effective as of December 1, 2021 * ‡

10.43 Cooperation Agreement, between Hewlett Packard Enterprise Company, Elliott Investment Management L.P., Elliott Associates, L.P., and Elliott International, L.P., dated July 16, 2025

8-K 001-37483 10.1 July 16, 2025

19 Insider Trading Policy

23 unchanged sentences

(Principal Financial Officer)

September 4, 2025

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-Q

Item 5. Other Information