20 unchanged sentences
During the three months ended March 31, 2025, none of the Company’s directors or officers adopted , terminated or modified any contract, instruction or written plan for the purchase or sale of our securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) of the Exchange Act or any non-Rule 10b5-1 trading arrangement (as defined in Item 408 of Regulation S-K).
+Added: Item 5.02(e) — Co-Chief Executive Officer Awards
+Added: On March 11, 2025, our Board upon recommendation by the Compensation Committee approved the grant of the first in a series of five annual awards of 30,000 shares of time-based restricted stock to each of our Co-CEOs (the “Annual Awards”) after determining that performance conditions for fiscal 2025 had been satisfied.
+Added: These initial Annual Award grants were made on March 14, 2025.
+Added: The shares subject to each Annual Award grant will vest in equal installments on the four successive anniversaries of the grant date, subject to the continued employment of the applicable Co-CEO.
+Added: For the four remaining Annual Awards, a one-year performance period (aligned with our fiscal year) will precede each award date, and the satisfaction of certain performance criteria within that performance period will determine whether a grant is made.
+Added: Our Compensation Committee will establish these performance criteria and will determine if they have been met.
Disclosure Regarding Foreign Jurisdictions that Prevent Inspections
32 unchanged sentences
10-K 4.1 5/30/19 001-38021
+Added: Form of 5.28% senior notes due October 15, 2029 (included in Exhibit 10.40 )
+Added: 8-K 4.1 10/11/24 001-38021
Fourth Amended and Restated Limited Liability Company Agreement of Hamilton Lane Advisors, L.L.C., dated as of March 6, 2017, by and among Hamilton Lane Advisors, L.L.C.
16 unchanged sentences
Exchange Agreement, dated as of March 6, 2017, by and among Hamilton Lane Incorporated, Hamilton Lane Advisors, L.L.C., and each of the other persons and entities party thereto
−Removed: Amendment No.
−Removed: 1 to the Exchange Agreement, dated as of February 6, 2018, by and among Hamilton Lane Incorporated, Hamilton Lane Advisors, L.L.C., and each of the other persons and entities party thereto
Incorporated By Reference Filed Herewith
Description of Exhibit Form Exhibit Filing Date File No.
+Added: Amendment No.
+Added: 1 to the Exchange Agreement, dated as of February 6, 2018, by and among Hamilton Lane Incorporated, Hamilton Lane Advisors, L.L.C., and each of the other persons and entities party thereto
Registration Rights Agreement, dated as of March 6, 2017, by and among Hamilton Lane Incorporated and the other persons party thereto
2 unchanged sentences
Amended and Restated Hamilton Lane Incorporated 2017 Equity Incentive Plan
+Added: DEF 14A Appendix B 7/25/24 001-38021
+Added: Form of Restricted Stock Award Agreement under the Amended and Restated 2017 Equity Incentive Plan
8-K 10.2 9/5/24 001-38021
−Removed: Form of Restricted Stock Award Agreement under the 2017 Equity Incentive Plan
−Removed: Form of Director Restricted Stock Award Agreement under the 2017 Equity Incentive Plan
+Added: Form of Director Restricted Stock Award Agreement under the Amended and Restated 2017 Equity Incentive Plan
+Added: 8-K 10.3 9/5/24 001-38021
Form of Non-Qualified Stock Option Agreement under the 2017 Equity Incentive Plan
−Removed: Form of Performance Stock Award Agreement under the Hamilton Lane Incorporated 2017 Equity Incentive Plan
+Added: Form of Performance Stock Award Agreement under the Amended and Restated 2017 Equity Incentive Plan
8-K 10.4 9/5/24 001-38021
8 unchanged sentences
10-K 10.19 5/25/23 001-38021
+Added: Amendment No.
+Added: 3 to the Hamilton Lane Incorporated Employee Share Purchase Plan
Form of Indemnification Agreement between Hamilton Lane Incorporated and certain of its directors and officers
Term Loan and Security Agreement, dated August 23, 2017, by and between First Republic Bank and Hamilton Lane Advisors, L.L.C.
+Added: Incorporated By Reference Filed Herewith
+Added: Description of Exhibit Form Exhibit Filing Date File No.
First Amendment to Term Loan and Security Agreement, dated March 24, 2020, by and between First Republic Bank and Hamilton Lane Advisors, L.L.C.
2 unchanged sentences
10-Q 10.1 11/4/20 001-38021
−Removed: Incorporated By Reference Filed Herewith
−Removed: Description of Exhibit Form Exhibit Filing Date File No.
Third Amendment to Term Loan and Security Agreement, dated April 22, 2021, by and between First Republic Bank and Hamilton Lane Advisors, L.L.C.
2 unchanged sentences
8-K 10.3 10/26/22 001-38021
+Added: Fifth Amendment to Term Loan and Security Agreement, dated October 7, 2024, between JPMorgan Chase Bank, N.A.
+Added: and Hamilton Lane Advisors, L.L.C.
+Added: 8-K 10.5 10/11/24 001-38021
Revolving Loan and Security Agreement, dated August 23, 2017, by and between First Republic Bank and Hamilton Lane Advisors, L.L.C.
5 unchanged sentences
8-K 10.2 10/26/22 001-38021
+Added: Fourth Amendment to Revolving Loan and Security Agreement, dated October 7, 2024, between JPMorgan Chase Bank, N.A.
+Added: and Hamilton Lane Advisors, L.L.C.
+Added: 8-K 10.4 10/11/24 001-38021
Multi-Draw Term Loan and Security Agreement, dated March 24, 2020, by and between First Republic Bank and Hamilton Lane Advisors, L.L.C.
8-K 10.1 3/25/20 001-38021
+Added: Incorporated By Reference Filed Herewith
+Added: Description of Exhibit Form Exhibit Filing Date File No.
First Amendment to Multi-Draw Term Loan and Security Agreement, dated September 30, 2020, by and between First Republic Bank and Hamilton Lane Advisors, L.L.C.
4 unchanged sentences
8-K 10.4 10/26/22 001-38021
+Added: Fourth Amendment to Multi-Draw Term Loan and Security Agreement, dated October 7, 2024, between JPMorgan Chase Bank, N.A.
+Added: and Hamilton Lane Advisors, L.L.C.
+Added: 8-K 10.3 10/11/24 001-38021
Multi-Draw Term Loan and Security Agreement, dated October 20, 2022, by and between First Republic Bank and Hamilton Lane Advisors, L.L.C.
8-K 10.1 10/26/22 001-38021
−Removed: Incorporated By Reference Filed Herewith
−Removed: Description of Exhibit Form Exhibit Filing Date File No.
−Removed: Employment Agreement, effective as of May 23, 2016, by and between Hamilton Lane (Hong Kong) Limited and Juan Delgado-Moreira
−Removed: 10.12 6/27/17
−Removed: Offer Letter of Atul Varma, dated November 25, 2019
+Added: First Amendment to Multi-Draw Term Loan and Security Agreement, dated October 7, 2024, between JPMorgan Chase Bank, N.A.
+Added: and Hamilton Lane Advisors, L.L.C.
8-K 10.2 10/11/24 001-38021
−Removed: Confidential Separation Agreement and General Release, dated July 18, 2023, by and between Atul Varma and Hamilton Lane Advisors, L.L.C.
+Added: Note Purchase Agreement, dated October 8, 2024, among Hamilton Lane Advisors, L.L.C.
+Added: and the purchasers party thereto
8-K 10.1 10/11/24 001-38021
+Added: Employment Agreement, effective as of May 23, 2016, by and between Hamilton Lane (Hong Kong) Limited and Juan Delgado-Moreira
+Added: 10.12 6/27/17
Investment Agreement, dated March 29, 2021, by and between Russell Investments Group, Ltd.
2 unchanged sentences
Hamilton Lane Incorporated Insider Trading Policies and Procedures
+Added: 10-K 19.1 5/23/24 001-38021
List of Subsidiaries
2 unchanged sentences
Certification of the Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
+Added: Incorporated By Reference Filed Herewith
+Added: Description of Exhibit Form Exhibit Filing Date File No.
Certification of the Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
2 unchanged sentences
Hamilton Lane Incorporated Compensation Recovery Policy
+Added: 10-K 97.1 5/23/24 001-38021
101.INS Inline XBRL Instance Document X
4 unchanged sentences
101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document.
−Removed: Incorporated By Reference Filed Herewith
−Removed: Description of Exhibit Form Exhibit Filing Date File No.
104 Cover Page Interactive Data File (embedded within the Inline XBRL document) X
2 unchanged sentences
‡ Furnished herewith.
−Removed: Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, on this 23rd day of May, 2024.
+Added: Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, on this 30th day of May, 2025.
HAMILTON LANE INCORPORATED
Co-Chief Executive Officer
−Removed: Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities indicated on this 23rd day of May, 2024.
+Added: Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities indicated on this 30th day of May, 2025.
Signature Title
15 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.