Other Information
+Added: The Company and each of Hannon Armstrong Sustainable Infrastructure, L.P., Hannon Armstrong Capital, LLC.
+Added: HAC Holdings I LLC, HAC Holdings II LLC, HAT Holdings I LLC and HAT Holdings II LLC (the "Subsidiary Guarantors") have filed a shelf registration statement on Form S-3 with the SEC pursuant to which the Company may offer and sell debt securities from time to time and such securities may be guaranteed by the Subsidiary Guarantors.
+Added: The Subsidiary Guarantors are consolidated in the Company's Consolidated Financial Statements and separate Consolidated Financial Statements of the Subsidiary Guarantors have not been presented in accordance with Rule 3-10 of Regulation S-X.
+Added: Furthermore, as permitted under Rule 13-01(a)(4)(vi), the Company has excluded the summarized financial information for the Subsidiary Guarantors as the assets, liabilities and results of operations of the Company and the Subsidiary Guarantors are not materially different than the corresponding amounts presented in the Consolidated Financial Statements of the Company, and management believes such summarized financial information would be repetitive and not provide incremental value to investors.
number Exhibit description
4 unchanged sentences
001-35877) filed on July 3, 2024).
−Removed: 3.3 Articles of Conversion, filed by Hannon Armstrong Sustainable Infrastructure Capital, Inc.
−Removed: with the State Department of Assessments and Taxation of Maryland on July 1, 2024 and effective July 2, 2024 (incorporated by reference to Exhibit 3.3 on the Registrant’s Form 8-K (No.
−Removed: 001-35877) filed on July 3, 2024).
−Removed: 3.4 Certificate of Conversion, filed by HA Sustainable Infrastructure Capital, Inc.
−Removed: with the Secretary of State of Delaware on July 1, 2024 and effective July 2, 2024 (incorporated by reference to Exhibit 3.4 on the Registrant’s Form 8-K (No.
−Removed: 001-35877) filed on July 3,2024).
4.1 Specimen Common Stock Certificate of HA Sustainable Infrastructure Capital, Inc.
27 unchanged sentences
001-35877), filed on July 1, 2024)
−Removed: 4.10 First Amendment to Tax Benefits Preservation Plan, dated as of July 1, 2024, between Hannon Armstrong Sustainable Infrastructure Capital, Inc.
−Removed: and Equiniti Trust Company, LLC.
−Removed: (incorporated by reference to Exhibit 4.2 on the Registrant’s Form 8-K (No.
−Removed: 001-35877), filed on July 1, 2024)
−Removed: 10.1 Registration Rights Agreement, dated as of July 1, 2024, by and among Hannon Armstrong Sustainable Infrastructure Capital, Inc.
−Removed: and the representatives of the initial purchasers party thereto (incorporated by reference to Exhibit 10.1 on the Registrant’s Form 8-K (No.
−Removed: 001-35877), filed on July 1, 2024)
−Removed: 10.2 Amendment No.
−Removed: 6 to the At Market Issuance Sales Agreement, dated July 3 2024, by and among HA Sustainable Infrastructure Capital, Inc., B.
−Removed: Riley Securities, Inc., Barclays Capital Inc., BofA Securities, Inc., Goldman Sachs & Co.
−Removed: LLC, Jefferies LLC, J.P.
−Removed: Morgan Securities LLC, KeyBanc Capital Markets Inc., Morgan Stanley & Co.
−Removed: LLC, Nomura Securities International, Inc., Truist Securities, Inc.
−Removed: and Wells Fargo Securities, LLC.
−Removed: (incorporated by reference to Exhibit 1.7 on the Registrant’s Form 8-K (No.
−Removed: 001-35877), filed on July 3, 2024)
31.1* Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
16 unchanged sentences
INFRASTRUCTURE CAPITAL, INC.
−Removed: August 2, 2024 /s/ Jeffrey A.
+Added: November 8, 2024 /s/ Jeffrey A.
Chief Executive Officer and President
−Removed: August 2, 2024 /s/ Marc T.
+Added: November 8, 2024 /s/ Marc T.
Chief Financial Officer and Executive Vice President
−Removed: August 2, 2024 /s/ Charles W.
+Added: November 8, 2024 /s/ Charles W.
Chief Accounting Officer, Treasurer and Senior Vice President
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.