38 unchanged sentences
011-35877) filed on April 15, 2022)
−Removed: 10.1 Registration Rights Agreement, dated as of April 13, 2022, by and among HAT Holdings I LLC, HAT Holdings II LLC, and Hannon Armstrong Sustainable Infrastructure Capital, Inc.
−Removed: and the initial purchasers party thereto.
+Added: 10.1 Amendment No.
+Added: 3 to the At Market Issuance Sales Agreement, dated February 22, 2023, by and among Hannon Armstrong Sustainable Infrastructure Capital, Inc., B.
+Added: Riley Securities, Inc., Barclays Capital Inc., BofA Securities, Inc., Credit Suisse Securities (USA) LLC, Goldman Sachs & Co.
+Added: Morgan Securities LLC, Morgan Stanley & Co.
+Added: LLC, Nomura Securities International, Inc., SMBC Nikko Securities America, Inc., Truist Securities, Inc.
+Added: and Wells Fargo Securities, LLC.
(incorporated by reference to Exhibit 1.4 on the Registrant’s Form 8-K (No.
−Removed: 011-35877) filed on April 15, 2022)
+Added: 011-35877) filed on February 23, 2023)
+Added: 10.2 Amended and Restated Employment Agreement, dated February 14, 2023, by and between Hannon Armstrong Sustainable Infrastructure Capital, Inc.
+Added: and Jeffrey Eckel (incorporated by referenced to Exhibit 10.30 on the Registrant’s Form 10-K (No.
+Added: 011-35877) filed on February 21, 2023.)
+Added: 10.3 Amended and Restated Employment Agreement, dated February 14, 2023, by and between Hannon Armstrong Sustainable Infrastructure Capital, Inc.
+Added: and Jeffrey Lipson (incorporated by referenced to Exhibit 10.31 on the Registrant’s Form 10-K (No.
+Added: 011-35877) filed on February 21, 2023.)
+Added: 10.4 Amended and Restated Employment Agreement, dated February 14, 2023, by and between Hannon Armstrong Sustainable Infrastructure Capital, Inc.
+Added: and Marc Pangburn (incorporated by referenced to Exhibit 10.32 on the Registrant’s Form 10-K (No.
+Added: 011-35877) filed on February 21, 2023.)
31.1* Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
16 unchanged sentences
INFRASTRUCTURE CAPITAL, INC.
−Removed: November 8, 2022 /s/ Jeffrey W.
+Added: May 5, 2023 /s/ Jeffrey A.
Chairman, Chief Executive Officer and President
−Removed: November 8, 2022 /s/ Jeffrey A.
−Removed: Chief Financial Officer, Chief Operating Officer and Executive Vice President
−Removed: November 8, 2022 /s/ Charles W.
+Added: May 5, 2023 /s/ Marc T.
+Added: Chief Financial Officer and Executive Vice President
+Added: May 5, 2023 /s/ Charles W.
Chief Accounting Officer, Treasurer and Senior Vice President
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.