Item 5. Other Information
Item 5. OTHER INFORMATION
Trading Arrangements
During the three months ended September 30, 2023, none of the Company’s directors or “officers,” as defined in Rule 16a-1(f) of the Exchange Act, adopted , modified, or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408 of Regulation S-K.
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Item 6. EXHIBITS
10.1
† Amendment No. 1 to Executive Retention and Severance Plan III (As Amended and Restated by the Compensation Committee on March 31, 2021) dated October 1 6 , 2023
10.2
† Amendment No. 7 to Key Management Deferred Compensation Plan II (As Amended and Restated by the Board of Directors Effective January 1, 2010) dated October 1 6 , 2023
31.1 † Certification of Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2 † Certification of Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32 †† Certification of Principal Executive Officer and Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
95 † Mine Safety Disclosure
101.INS † Inline XBRL Instance Document (The instance document does not appear in the interactive data file because its XBRL tags are embedded within the inline XBRL document)
101.SCH † Inline XBRL Taxonomy Extension Schema
101.CAL † Inline XBRL Taxonomy Extension Calculation Linkbase
101.DEF † Inline XBRL Taxonomy Extension Definition Linkbase
101.LAB † Inline XBRL Taxonomy Extension Label Linkbase
101.PRE † Inline XBRL Taxonomy Extension Presentation Linkbase
104 † Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
* Incorporated by reference
† Filed herewith
†† Furnished herewith
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
GRANITE CONSTRUCTION INCORPORATED
Date: October 31, 2023 By: /s/ Elizabeth L. Curtis
Elizabeth L. Curtis
Executive Vice President and Chief Financial Officer
(Duly Authorized Officer and Principal Financial Officer)
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