Item 5. Other Information
Item 5 Other Information
Rule 10b5-1 Trading Plans
During the fiscal quarter ended March 31, 2026, the following trading plans were adopted by the executive officers listed below. Each such plan is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), as amended.
Executive
Date of Adoption of Plan
Aggregate Number of Shares of Common Stock to be sold pursuant to Trading Arrangement
Period of Plan
Robert F. Mehmel, President and Chief Operating Officer
February 12, 2026
100,000 May 14, 2026 - May 31, 2027
Brian G. Harris, Executive Vice President and Chief Financial Officer
February 12, 2026
30,000 May 14, 2026 - May 10, 2027
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Item 6 Exhibits
2.1 Master Tra nsaction Agreement, date d as of February 5, 2026, among Griffon Ames HoldCo LLC, VNPI G lobal Investments and Services, S.L., Bel lota Holding AG, Merv Holdco LLC, Merv Midco LLC And Merv Finco LLC (as incorporated by reference to Exhibit 2.1 to Quart erly Report on Form 10-Q for the quarter ended December 31, 2025 ).
10.1*
O ffer Letter, dated February 18, 2026, between the Company and Seth L. Kaplan
10.2*
G riffon Corporation Director Compensation Program (adopted as of February 18, 2026).
31.1*
Certification pursuant to Rule 13a-14(a) as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2*
Certification pursuant to Rule 13a-14(a) as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32*
Certifications pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
101.INS*
XBRL Instance Document
101.SCH*
XBRL Taxonomy Extension Schema Document
101.CAL*
XBRL Taxonomy Extension Calculation Document
101.DEF*
XBRL Taxonomy Extension Definitions Document
101.LAB*
XBRL Taxonomy Extension Labels Document
101.PRE*
XBRL Taxonomy Extension Presentations Document
104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
* Filed Herewith
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
GRIFFON CORPORATION
/s/ Brian G. Harris
Brian G. Harris
Executive Vice President and Chief Financial Officer
(Principal Financial Officer)
/s/ W. Christopher Durborow
W. Christopher Durborow
Vice President and Chief Accounting Officer
(Principal Accounting Officer)
Date: May 7, 2026
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.