Item 2. Unregistered Sales of Equity Securities
ITEM 2.
UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS
(A) Unregistered Sales of Equity Securities
On January 30, 2026, the Company entered into the 2026 Purchase Agreement with the Purchasers, pursuant to which the Company agreed to sell 394,476 Shares at an offering price of $5.07 per Share. The Closing occurred on March 31, 2026.
(B) Use of Proceeds
Not applicable.
(C) Issuer Purchases of Equity Securities
None.
ITEM 3.
DEFAULTS UPON SENIOR SECURITIES
None.
ITEM 4.
MINE SAFETY DISCLOSURES
Not applicable.
ITEM 5.
O THER INFORMATION
During the three months ended March 31, 2026, no director or officer of FiEE adopted or terminated a “Rule 10b5-1 trading agreement” or “non-Rule 10b5-1 trading agreement,” as each term is defined in Item 408(a) of Regulation S-K.
32
ITEM 6.
EXHIBITS
Exhibit No.
Exhibit Description
10.1
Form of Securities Purchase Agreement (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed by the Company on February 2, 2026).
10.2
Form of Registration Rights Agreement
(incorporated by reference to Exhibit 10.2 to the Current Report on Form 8-K filed by the Company on February 2, 2026).
10.3
Amendment No. 1 to Securities Purchase Agreement dated as of January 30, 2026 by and among the Company and the Purchasers therein, effective as of February 28, 2026. (incorporated by reference to Exhibit 10.15 to the Annual Report on Form 10-K filed by the Company on March 20, 2026).
10.4
Investment Agreement, dated as of March 23, 2026, by and among FiEE (HK) Limited, Guangzhou Yinlian Culture Co., Ltd., Guangzhou Maltose Culture Communication Co., Ltd., Guangzhou Qingniao Culture Co., Ltd., Shenzhen Yaojin Creative Media Co., Ltd., Cai Yuanyao, Zhang Dingcheng, and Zhang Rong (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed by the Company on March 27, 2026).
10.5
Shareholder Agreement, dated as of March 23, 2026, by and among FiEE (HK) Limited, Guangzhou Yinlian Culture Co., Ltd., Guangzhou Maltose Culture Communication Co., Ltd., Guangzhou Qingniao Culture Co., Ltd., Shenzhen Yaojin Creative Media Co., Ltd., Cai Yuanyao, Zhang Dingcheng, and Zhang Rong. (incorporated by reference to Exhibit 10.2 to the Current Report on Form 8-K filed by the Company on March 27, 2026).
31.1
CEO Certification pursuant to Section 302 of the Sarbanes-Oxley
Act of 2002.
31.2
CFO Certification pursuant to Section 302 of the Sarbanes-Oxley
Act of 2002.
32.1
CEO Certification pursuant to Section 906 of the Sarbanes-Oxley
Act of 2002.†
32.2
CFO Certification pursuant to Section 906 of the Sarbanes-Oxley
Act of 2002.†
101.INS
XBRL Instance Document
101.SCH
XBRL Taxonomy Extension Schema Document
101.CAL
XBRL Taxonomy Calculation Linkbase Document
101.DEF
XBRL Taxonomy Extension Definition Linkbase Document
101.LAB
XBRL Taxonomy Label Linkbase Document
101.PRE
XBRL Taxonomy Presentation Linkbase Document
104
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
†
Furnished herewith.
33
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
FIEE, INC.
(Registrant)
Date: April 30, 2026
By:
/s/ Li Wai Chung
Li Wai Chung
Chief Executive Officer and President
(Principal Executive Officer and Duly Authorized Officer)
Date: April 30, 2026
By:
/s/ Cao Yu
Cao Yu
Chief Financial Officer
(Principal Financial and Accounting Officer)
34
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.