Item 2. Unregistered Sales of Equity Securities
ITEM
2.
UNREGISTERED
SALES OF EQUITY SECURITIES AND USE OF PROCEEDS
None.
ITEM
3.
DEFAULTS
UPON SENIOR SECURITIES
None.
ITEM
4.
MINE
SAFETY DISCLOSURES
Not
applicable.
ITEM
5.
O THER
INFORMATION
None.
27
ITEM
6.
EXHIBITS
Exhibit
No.
Exhibit
Description
3.1
Amended and Restated By-Laws of Minim, Inc., adopted and effective April 13, 2022 (incorporated by reference to Exhibit 3.1 to Minim, Inc. Current Report on Form 8-K filed by the Company on April 15, 2022).
31.1
CEO Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2
CFO Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1
CEO Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.†
32.2
CFO Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.†
101.INS
Inline XBRL
Instance Document
101.SCH
Inline XBRL
Taxonomy Extension Schema Document
101.CAL
Inline XBRL
Taxonomy Calculation Linkbase Document
101.DEF
Inline XBRL
Taxonomy Extension Definition Linkbase Document
101.LAB
Inline XBRL
Taxonomy Label Linkbase Document
101.PRE
Inline XBRL
Taxonomy Presentation Linkbase Document
104
Cover
Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
*
In
accordance with Rule 12b-32 under the Securities Exchange Act of 1934, as amended, reference is made to the documents previously
filed with the Securities and Exchange Commission, which documents are hereby incorporated by reference.
**
Compensation
Plan or Arrangement.
†
In
accordance with Item 601(b)(32)(ii) of Regulation S-K, the certifications furnished in Exhibit 32.1 and Exhibit 32.2 hereto are deemed
to accompany this Form 10-Q and will not be deemed “filed” for purposes of Section 18 of the Exchange Act. Such certifications
will not be deemed to be incorporated by reference into any filings under the Securities Act or the Exchange Act, except to the extent
that the registrant specifically incorporates it by reference.
28
SIGNATURES
Pursuant
to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed
on its behalf by the undersigned, thereunto duly authorized.
MINIM,
INC.
(Registrant)
Date:
January 8, 2024
By:
/s/
Jeremy Hitchcock
Jeremy
Hitchcock
Executive
Chairman of the Company
(on behalf of Registrant and as Principal Financial Officer)
29
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.