Item 2. Unregistered Sales of Equity Securities
Item 2. Unregistered Sales of Equity Securities and Use of Proceeds
Issuer Purchases of Equity Securities
2021 Total Number of
Shares (or Units)
Purchased(1) Average Price
Paid Per Share Total Number of Shares (or Units) Purchased as Part of Publicly Announced Plans or Programs(2) Maximum Number (or Approximate Dollar Value) of Shares (or Units) that May Yet Be Purchased Under the Plans or Programs(2)
January 1 to January 31 16,143 $ 80.49 — 3,265,267
February 1 to February 28 1,306,786 117.48 472,899 2,792,368
March 1 to March 31 617,501 129.62 550,335 2,242,033
Total January 1 to March 31 1,940,430 $ 121.03 1,023,234 2,242,033
April 1 to April 30 322,978 $ 137.42 317,224 8,432,105
May 1 to May 31 397,602 144.44 387,290 8,044,815
June 1 to June 30 647,404 136.15 646,279 7,398,536
Total April 1 to June 30 1,367,984 $ 138.86 1,350,793 7,398,536
July 1 to July 31 302,487 $ 131.27 287,990 7,110,546
August 1 to August 31 379,086 132.52 374,434 6,736,112
September 1 to September 30 111,133 136.81 109,675 6,626,437
Total July 1 to September 30 792,706 $ 132.64 772,099 6,626,437
Total January 1 to September 30 4,101,120 $ 129.22 3,146,126 6,626,437
(1) Includes the repurchase of 917,196, 17,191, and 20,607 shares in treasury transactions arising from net settlement of equity awards to satisfy minimum tax obligations during the three months ended March 31, 2021, June 30, 2021 and September 30, 2021, respectively.
(2) On October 23, 2017, our Board of Directors authorized (in addition to the net settlement of equity awards) the repurchase of Class A Shares and/or LP Units so that from that date forward, Evercore was able to repurchase an aggregate of the
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lesser of $750.0 million worth of Class A Shares and/or LP Units and 8.5 million Class A Shares and/or LP Units. Further, on April 27, 2021, our Board of Directors authorized (in addition to the net settlement of equity awards) the repurchase of Class A Shares and/or LP Units so that from that date forward, we are able to repurchase an aggregate of the lesser of $750.0 million worth of Class A Shares and/or LP Units and 8.5 million Class A Shares and/or LP Units. Under this share repurchase program, shares may be repurchased from time to time in open market transactions, in privately-negotiated transactions or otherwise. The timing and the actual amount of shares repurchased will depend on a variety of factors, including legal requirements, price and economic and market conditions. This program may be suspended or discontinued at any time and does not have a specified expiration date.
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Item 6. Exhibits and Financial Statement Schedules
Exhibit
Number Description
31.1 Certification of the Co-Chief Executive Officer pursuant to Rule 13a-14(a) (filed herewith)
31.2 Certification of the Co-Chief Executive Officer pursuant to Rule 13a-14(a) (filed herewith)
31.3 Certification of the Chief Financial Officer pursuant to Rule 13a-14(a) (filed herewith)
32.1 Certification of the Co-Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith)
32.2 Certification of the Co-Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith)
32.3 Certification of the Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith)
101.INS The following materials from the Registrant's Quarterly Report on Form 10-Q for the quarter ended September 30, 2021, are formatted in Inline XBRL: (i) Condensed Consolidated Statements of Financial Condition as of September 30, 2021 and December 31, 2020, (ii) Condensed Consolidated Statements of Operations for the three and nine months ended September 30, 2021 and 2020, (iii) Condensed Consolidated Statements of Comprehensive Income for the three and nine months ended September 30, 2021 and 2020, (iv) Condensed Consolidated Statements of Changes in Equity for the three and nine months ended September 30, 2021 and 2020, (v) Condensed Consolidated Statements of Cash Flows for the nine months ended September 30, 2021 and 2020, and (vi) Notes to Condensed Consolidated Financial Statements, tagged as blocks of text including detailed tags
101.SCH Inline XBRL Taxonomy Extension Schema
101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase
101.DEF Inline XBRL Taxonomy Extension Definition Linkbase
101.LAB Inline XBRL Taxonomy Extension Label Linkbase
101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase
104 Cover page from the Company's Quarterly Report on Form 10-Q for the quarter ended September 30, 2021 is formatted in Inline XBRL (and contained in Exhibit 101)
The agreements and other documents filed as exhibits to this report are not intended to provide factual information or other disclosure other than with respect to the terms of the agreements or other documents themselves, and you should not rely on them for that purpose. In particular, any representations and warranties made by us in these agreements or other documents were made solely within the specific context of the relevant agreement or document and may not describe the actual state of affairs as of the date they were made or at any other time.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Date: November 3, 2021
Evercore Inc.
By: /s/ RALPH SCHLOSSTEIN
Name: Ralph Schlosstein
Title: Co-Chief Executive Officer and Co-Chairman
By: /s/ JOHN S. WEINBERG
Name: John S. Weinberg
Title: Co-Chief Executive Officer and Co-Chairman
By: /s/ CELESTE MELLET
Name: Celeste Mellet
Title: Chief Financial Officer
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.