Item 5. Other Information
ITEM 5. OTHER INFORMATION
Insider Trading Arrangements
During the quarter ended June 30, 2023, none of our directors or officers informed us of the adoption or termination of a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as those terms are defined in Regulation S-K, Item 408.
ITEM 6. E XHIBITS
3.1(1)
Third Amended and Restated Certificate of Incorporation
3.2(2)
Seventh Amended and Restated Bylaws
10.1(3)
Employment Agreement, dated June 19, 2023, by and between the registrant and Michael Christenson
10.2(3)
Entravision Communications Corporation 2023 Inducement Plan
10.3(3)
Entravision Communications Corporation 2023 Inducement Plan, Restricted Stock Unit Award
10.4(3)
Entravision Communications Corporation 2023 Inducement Plan, Performance Unit Award
10.5(3)
Participation Agreement, effective June 19, 2023, by and between the Company and Michael Christenson
10.6(4)
Executive Compensation Letter Agreement effective as of July 1, 2023 by and between the Company and Christopher Young
10.6(5)
Executive Compensation Letter Agreement effective as of May 12, 2023 by and between the Company and Christopher Young
10.7(5)
Participation Agreement effective as of May 12, 2023 by and between the Company and Christopher Young
10.8(5)
Executive Compensation Letter Agreement effective as of May 12, 2023 by and between the Company and Jeffery Liberman
10.9(5)
Participation Agreement effective as of May 14, 2023 by and between the Company and Jeffery Liberman
10.10(5)
Executive Compensation Letter Agreement effective as of May 12, 2023 by and between the Company and Karl Meyer
10.11(5)
Participation Agreement effective as of May 14, 2023 by and between the Company and Karl Meyer
10.12(5)
Executive Cash Incentive Bonus Plan
10.13(5)
Entravision Communications Corporation Executive Severance and Change in Control Plan
10.14*
Non-Employee Director Compensation Policy
10.15*
Consulting Agreement effective as of June 8, 2023 by and between the registrant and Patricia Diaz Dennis
10.16(6)
Cooperation Agreement, dated as of May 4, 2023, by and among Entravision Communications Corporation, Alexandra Seros, Estate of Walter F. Ulloa, Alexandra Seros, as Trustee of the Seros Ulloa Family Trust of 1996 and Thomas Strickler, as Trustee of The Walter F. Ulloa Irrevocable Trust of 1996
10.17*
Amendment and Restatement Agreement, dated as of March 30, 2023, by and among Entravision Communications Corporation, as the Borrower, Bank of America, N.A., as Administrative Agent, and the other financial institutions party thereto as Lenders
10.18(7)
Share Purchase Agreement, effective as of April 3, 2023, by and among Entravision Communications Corporation and the selling stockholders parties thereto
10.19(7)
Options Agreement, effective as of April 3, 2023, between Entravision Communications Corporation and the selling stockholders thereof
31.1*
Certification by the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 and Rules 13a-14 and 15d-14 under the Securities Exchange Act of 1934.
31.2*
Certification by the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 and Rules 13a-14 and 15d-14 under the Securities Exchange Act of 1934.
32*
Certification of Periodic Financial Report by the Chief Executive Officer and Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
101.INS*
Inline XBRL Instance Document.
101.SCH*
Inline XBRL Taxonomy Extension Schema Document.
101.CAL*
Inline XBRL Taxonomy Extension Calculation Linkbase Document.
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101.LAB*
Inline XBRL Taxonomy Extension Label Linkbase Document.
101.PRE*
Inline XBRL Taxonomy Extension Presentation Linkbase Document.
101.DEF*
Inline XBRL Taxonomy Extension Definition Linkbase.
104
Cover Page Interactive Data File (formatted as Inline XBRL with applicable taxonomy extension information contained in Exhibits 101).
* Filed herewith.
Management contract or compensatory plan, contract or arrangement.
(1) Incorporated by reference from our Registration Statement on Form S-8, No. 333-273077, filed with the SEC on June 30, 2023.
(2) Incorporated by reference from our Current Report on Form 8-K, filed with the SEC on April 26, 2023.
(3) Incorporated by reference from our Current Report on Form 8-K, filed with the SEC on June 20, 2023.
(4) Incorporated by reference from our Current Report on Form 8-K, filed with the SEC on June 30, 2023.
(5) Incorporated by reference from our Current Report on Form 8-K, filed with the SEC on May 17, 2023.
(6) Incorporated by reference from our Current Report on Form 8-K, filed with the SEC on May 5, 2023.
(7) Incorporated by reference from our Current Report on Form 8-K, filed with the SEC on April 7, 2023.
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SIGNAT URE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
ENTRAVISION COMMUNICATIONS CORPORATION
By:
/s/ Christopher T. Young
Christopher T. Young
Chief Financial Officer and Treasurer
Date: August 4, 2023
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.