Energy Services of America CORP 10-Q

ITEM 5. Other Information During the third fiscal quarter of 2024, none of our directors or officers adopted or terminated any contract, instruction or written plan for the purchase or sale of Company securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1 (c) or any “ non-Rule 10b5-1 trading arrangement,” as that term is used in SEC regulations. ​ 39 Table of Contents ITEM 6. Exhibits ​ 31.1 Certification of Chief Executive Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 ​ 31.2 ​ Certification of Chief Financial Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 ​ 32 ​ Certification of Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 ​ 101.INS ​ XBRL Instance Document ​ 101.SCH ​ XBRL Taxonomy Extension Schema Document ​ 101.CAL ​ XBRL Taxonomy Extension Calculation Linkbase Document ​ 101.DEF ​ XBRL Taxonomy Extension Definition Linkbase Document ​ 101.LAB ​ XBRL Taxonomy Extension Label Linkbase Document ​ 101.PRE ​ XBRL Taxonomy Extension Presentation Linkbase Document ​ ​ 40 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. ENERGY SERVICES OF AMERICA CORPORATION ​ Date: August 12, 2024 By: /s/ Douglas V. Reynolds Douglas V. Reynolds Chief Executive Officer Date: August 12, 2024 By: /s/ Charles P. Crimmel Charles P. Crimmel Chief Financial Officer ​ ​ ​ ​ 41