Ellington Credit Co 10-K

Item 5. Market for Registrant's Common Equity, Related Shareholders Matters, and Issuer Purchases of Equity Securities Market Information Our common shares have been listed on the New York Stock Exchange ("NYSE") under the symbol "EARN" since May 1, 2013. Holders of Our Common Shares Based upon a review of a securities position listing as of March 5, 2021, we had an aggregate of 115 holders of record and holders of our common shares who are nominees for an undetermined number of beneficial owners. Unregistered Sales of Equity Securities Pursuant to our 2013 Equity Incentive Plan, on December 17, 2020, we granted 8,906 restricted common shares to certain of our partially dedicated employees. The restricted common shares are subject to forfeiture restrictions that will lapse with respect to 4,454 of the common shares on December 17, 2021 and 4,452 of the common shares on December 17, 2022. Such grants were exempt from the registration requirements of the Securities Act based on the exemption provided in Section 4(a)(2) of the Securities Act. Issuer Purchases of Equity Securities. None. Item 6. Selected Financial Data We are a smaller reporting company as defined in Rule 12b-2 under the Exchange Act. As a result, pursuant to Item 301(c) of Regulation S-K, we are not required to provide the information required by this item.