DSS, INC. 10-Q

ITEM 5 - OTHER INFORMATION None. ITEM 6 - EXHIBITS Exhibit Number Exhibit Description 3.1 Articles of Incorporation 3.2 Bylaws 10.1 Revolving Credit Promissory Note between APB and Borrower 15 dated July 26, 2022. 10.2 Asset Purchase Agreement between DSS PureAir and Celios Corporation dated August 25, 2022 10.3 Subordinated Loan Agreement between DSS Financial Management and Borrower 14 dated August 29, 2022 10.4 Agreement between HWH and DSS dated August 9, 2022 37 31.1 Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer.* 31.2 Rule 13a-14(a)/15d-14(a) Certification of Principal Financial Officer. * 32.1 Certification of Chief Executive Officer pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes Oxley Act of 2002.* 32.2 Certification of Principal Financial Officer pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes Oxley Act of 2002.* 101.INS Inline XBRL Instance Document* 101.SCH Inline XBRL Taxonomy Extension Schema Document* 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document* 101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document* 101.LAB Inline XBRL Taxonomy Extension Label Linkbase Document* 101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document* 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)* *Filed herewith. 38 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. DSS, INC. November 14, 2022 By: /s/ Frank D. Heuszel Frank D. Heuszel Chief Executive Officer (Principal Executive Officer) November 14, 2022 By: /s/ Todd D. Macko Todd D. Macko Chief Financial Officer 39