Item 2. Unregistered Sales of Equity Securities
Item 2. Unregistered Sales
of Equity Securities and Use of Proceeds
Below is a table of all puts made by the Company
under the EFA during the quarter ended September 30, 2022:
Date of Put
Number of Shares Sold
Total Proceeds, Net of Discounts
Effective Price per Share
Net Proceeds
7/1/22
33,525,465
$556,750
$0.019596
$500,050
7/11/22
32,756,532
$556,750
$0.01699661
$550,050
7/20/22
29,386,519
$556,750
$0.01894558
$550,050
7/28/22
35,884,040
$556,750
$0.018308
$500,050
8/10/22
44,505,857
$680,109
$0.015281
$611,073
8/18/22
54,574,909
$948,863
$0.017386441
$852,952
8/25/22
105,255,759
$2,264,961
$0.021518644
$2,128,038
9/2/22
140,073,757
$3,000,000
$0.021417288
$2,788,975
9/14/22
79,092,686
$1,757,466
$0.022220339
$1,757,466
9/30/22
30,538,303
$500,000
$0.0163729
$463,975
The shares issued in
reliance upon the exemption from securities registration afforded by Section 4(a)(2) of the Securities Act and Rule 506(b) of Regulation
D under the Securities Act, based in part on the representations of the investor. There were $889,517 in sales commissions paid to J.H.
Darbie & Co., Inc. (“ J.H. Darbie ”) pursuant to these transactions.
Item 6. Exhibits
SEC Ref. No.
Title of Document
10.1*
Exclusive Commercial Agency Agreement dated July 27, 2022 with Gulf Automation Services & Oilfield Supplies Company [Gasos] LLC
10.2*
Membership Purchase Agreement dated August 24, 2022 with Remote Intelligence, Limited Liability Company Wildlife Specialists, LLC
10.3*
Membership Purchase Agreement dated August 24, 2022 with Wildlife Specialists, LLC
31.1*
Rule 13a-14(a) Certification by Principal Executive and Financial Officer
32.1**
Section 1350 Certification of Principal Executive and Financial Officer
101.INS*
XBRL Instance Document
101.SCH*
XBRL Taxonomy Extension Schema Document
101.CAL*
XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF*
XBRL Taxonomy Extension Definition Linkbase Document
101.LAB*
XBRL Taxonomy Extension Label Linkbase Document
101.PRE*
XBRL Taxonomy Extension Presentation Linkbase Document
104*
Cover Page Interactive Data File (formatted in Inline XBRL, and included in exhibit 101).
*Filed with this Report.
**Furnished with this Report.
36
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
DarkPulse, Inc.
Date: November 4, 2022
By
/s/ Dennis O’Leary
Dennis O’Leary, Chairman, Chief Executive Officer, President, Chief Financial Officer
(Principal Executive Officer and Principal Financial Officer)
37
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.