Dime Commercial Bancshares, Inc. /NY/ 10-Q

Item 5. Other Information During the three months ended September 30, 2023, none of the Company’s directors or executive officers adopted or terminated any contract, instruction or written plan for the purchase or sale of Company securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any “ non-Rule 10b5-1 trading arrangement,” as that term is used in SEC regulations. ​ 56 Table of Contents Item 6. Exhibits ​ ​ ​ ​ 3.1 ​ Restated Certificate of Incorporation of the Registrant (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K, filed February 2, 2021 (File No. 001-34096)) 3.2 ​ Amended and Restated Bylaws of Dime Community Bancshares, Inc. (incorporated by reference to Exhibit 3.2 to the Registrant’s Quarterly Report on Form 10-Q, filed August 2, 2023 (File No. 001-34096)) 4.1 ​ Indenture, dated May 6, 2022, between Dime Community Bancshares, Inc. and Wilmington Trust National Association, as trustee (incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K, filed May 6, 2022 (File No. 001-34096)) 4.2 ​ First Supplemental Indenture, May 6, 2022, between Dime Community Bancshares, Inc. and Wilmington Trust National Association, as trustee (incorporated by reference to Exhibit 4.2 to the Registrant’s Current Report on Form 8-K, filed May 6, 2022 (File No. 001-34096)) 4.3 ​ Form of 5.000% Fixed-to-Floating Rate Subordinated Notes due 2032 (incorporated by reference to Exhibit 4.2 to the Registrant’s Current Report on Form 8-K, filed May 6, 2022 (File No. 001-34096)) 10.1 Agreement and General Release, dated July 27, 2023, by and among Dime Community Bancshares, Inc., Dime Community Bank and Kevin M. O’Connor (incorporated by reference to Exhibit 10.1 to the Registrant’s Quarterly Report on Form 10-Q, filed August 2, 2023 (File No. 001-34096)) 31.1 Certification of Principal Executive Officer pursuant to Rule 13a-14(a) 31.2 ​ Certification of Principal Financial Officer pursuant to Rule 13a-14(a) 32.1 ​ Certification of Chief Executive Officer and Chief Financial Officer pursuant to Rule 13a-14(b) and 18 U.S.C. Section 1350 101 ​ The following financial statements from Dime Community Bancshares, Inc.'s Quarterly Report on Form 10-Q for the Quarter Ended September 30, 2023, filed on November 2, 2023, formatted in XBRL: (i) Consolidated Balance Sheets as of September 30, 2023 and December 31, 2022, (ii) Consolidated Statements of Income for the Three and Nine Months Ended September 30, 2023 and 2022, (iii) Consolidated Statements of Comprehensive Income for the Three and Nine Months Ended September 30, 2023 and 2022, (iv) Consolidated Statements of Stockholders' Equity for the Three and Nine Months Ended September 30, 2023 and 2022, (v) Consolidated Statements of Cash Flows for the Nine Months Ended September 30, 2023 and 2022, and (vi) the Condensed Notes to Consolidated Financial Statements. 101.INS ​ XBRL Instance Document 101.SCH ​ XBRL Taxonomy Extension Schema Document 101.CAL ​ XBRL Taxonomy Extension Calculation Linkbase Document 101.LAB ​ XBRL Taxonomy Extension Labels Linkbase Document 101.PRE ​ XBRL Taxonomy Extension Presentation Linkbase Document 101.DEF ​ XBRL Taxonomy Extension Definitions Linkbase Document 104 Cover page to this Quarterly Report on Form 10-Q, formatted in Inline XBRL ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ 57 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Dime Community Bancshares, Inc. ​ ​ ​ ​ Dated: November 2, 2023 By: /s/ STUART H. LUBOW ​ ​ ​ Stuart H. Lubow ​ ​ ​ President and Chief Executive Officer ​ ​ ​ ​ ​ ​ ​ Dated: November 2, 2023 By: /s/ AVINASH REDDY ​ ​ ​ Avinash Reddy ​ ​ ​ Senior Executive Vice President and Chief Financial Officer ​ ​ ​ ​ ​ ​ 58