Item 2. Unregistered Sales of Equity Securities
Item 2. Unregistered Sales of Equi ty Securities and Use of Proceeds.
(a) There have been no unregistered sales of Shares. No Shares are authorized for issuance by the Fund under equity compensation plans.
(b) Not applicable.
(c) Although the Fund did not redeem Shares directly from its shareholders, the Fund redeemed Creation Units from Authorized Participants during the three months ended June 30, 2023 as follows:
Period of Redemption
Total Number of
Shares Redeemed
Average Price
Paid per Share
April 1, 2023 to April 30, 2023
1,150,000
$
15.26
May 1, 2023 to May 31, 2023
1,200,000
14.19
June 1, 2023 to June 30, 2023
1,100,000
14.01
Total
3,450,000
$
14.49
Item 3. Defaults Upo n Senior Securities.
None.
Item 4. Mine Saf ety Disclosures.
Not applicable.
Item 5. Other Informati on.
During the period covered by this Quarterly Report, none of the members of the Managing Owner responsible for overseeing the business and operations of the Fund adopted, modified or terminated a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement.
33
Item 6. Exhibits .
4.1
Amendment No. 3 to the Fifth Amended and Restated Declaration of Trust and Trust Agreement of the Registrant
31.1
Certification required under Exchange Act Rules 13a-14 and 15d-14 (filed herewith)
31.2
Certification required under Exchange Act Rules 13a-14 and 15d-14 (filed herewith)
32.1
Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith)
32.2
Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith)
101
Interactive data file pursuant to Rule 405 of Regulation S-T: (i) the Statements of Financial Condition of Invesco DB Oil
Fund – June 30, 2023 and December 31, 2022 (Unaudited), (ii) the Schedule of Investments of Invesco DB Oil Fund –June 30, 2023 (Unaudited), (iii) the Schedule of Investments of Invesco DB Oil Fund – December 31, 2022 (Unaudited), (iv) the Statements of Income and Expenses of Invesco DB Oil Fund – For the Three and Six Months Ended June 30, 2023 and 2022 (Unaudited), (v) the Statement of Changes in Shareholders’ Equity of Invesco DB Oil Fund – For the Three Months Ended June 30, 2023 (Unaudited), (vi) the Statement of Changes in Shareholders’ Equity of Invesco DB Oil Fund – For the Three Months Ended June 30, 2022 (Unaudited), (vii) the Statement of Changes in Shareholders’ Equity of Invesco DB Oil Fund – For the Six Months Ended June 30, 2023 (Unaudited), (viii) the Statement of Changes in Shareholders’ Equity of Invesco DB Oil Fund – For the Six Months Ended June 30, 2022 (Unaudited), (ix) the Statements of Cash Flows of Invesco DB Oil Fund – For the Six Months Ended June 30, 2023 and 2022 (Unaudited), and (x) Notes to Unaudited Financial Statements of Invesco DB Oil Fund – June 30, 2023.
101.INS
Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because XBRL tags are embedded within the Inline XBRL document.
101.SCH
Inline XBRL Taxonomy Extension Schema Document
101.CAL
Inline XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF
Inline XBRL Taxonomy Extension Definition Linkbase Document
101.LAB
Inline XBRL Taxonomy Extension Label Linkbase Document
101.PRE
Inline XBRL Taxonomy Extension Presentation Linkbase Document
104
The cover page of the Fund's Quarterly Report on Form 10-Q for the quarter ended June 30, 2023 formatted in Inline XBRL.
34
SIGNA TURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Invesco DB Multi-Sector Commodity Trust on its own
behalf and with respect to Invesco DB Oil Fund
By:
Invesco Capital Management LLC,
its Managing Owner
Dated: August 3, 2023
By:
/s/ ANNA PAGLIA
Name:
Anna Paglia
Title:
Principal Executive Officer
Dated: August 3, 2023
By:
/s/ KELLI GALLEGOS
Name:
Kelli Gallegos
Title:
Principal Financial and Accounting Officer, Investment Pools
35
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.