Item 5. Other Information
Item 5.
Other Information.
None.
30
Item 6.
Exhibits
10.1
Second Mortgage Modification Agreement, dated October 22, 2020 (Incorporated by reference to the Company’s Current Report on Form 8-K, filed on October 27, 2020).
10.2
Reaffirmation of Unlimited Continuing Guaranty, dated October 22, 2020 (Incorporated by reference to the Company’s Current Report on Form 8-K, filed on October 27, 2020).
31.1*
Certification of Leonard A. Rosenbaum, Chief Executive Officer, dated November 12, 2020
31.2*
Certification of Thomas McNeill, Chief Financial Officer, dated November 12, 2020
32.1*
Certification of Leonard A. Rosenbaum, Chief Executive Officer, dated November 12, 2020, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
32.2*
Certification of Thomas McNeill, Chief Financial Officer, dated November 12, 2020, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
101.1**
XBRL Instance.
101.SCH**
XBRL Taxonomy Extension Schema.
101.CAL**
XBRL Taxonomy Extension Calculation.
101.DEF**
XBRL Taxonomy Extension Definition.
101.LAB**
XBRL Taxonomy Extension Labels.
101.PRE**
XBRL Taxonomy Extension Presentation.
________________
* Filed herewith.
** Pursuant to Rule 406T of Regulation S-T, these interactive data files are deemed not to be filed or part of a registration statement of prospectus for purposes of Section 11 or 12 of the Securities Act of 1933, as amended, are deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and otherwise are not subject to liability under these sections.
31
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, this 12 th day of November 2020.
CVD EQUIPMENT CORPORATION
By:
/s/ Leonard A. Rosenbaum
Leonard A. Rosenbaum
Chief Executive Officer
(Principal Executive Officer)
By:
/s/ Thomas McNeill
Thomas McNeill
Chief Financial Officer
(Principal Financial and
Accounting Officer)
32
EXHIBIT INDEX
10.1
Second Mortgage Modification Agreement, dated October 22, 2020 (Incorporated by reference to the Company’s Current Report on Form 8-K, filed on October 27, 2020).
10.2
Reaffirmation of Unlimited Continuing Guaranty, dated October 22, 2020 (Incorporated by reference to the Company’s Current Report on Form 8-K, filed on October 27, 2020).
31.1*
Certification of Leonard A. Rosenbaum, Chief Executive Officer, dated November 12, 2020
31.2*
Certification of Thomas McNeill, Chief Financial Officer, dated November 12, 2020
32.1*
Certification of Leonard A. Rosenbaum, Chief Executive Officer, dated November 12, 2020, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
32.2*
Certification of Thomas McNeill, Chief Financial Officer, dated November 12, 2020, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
101.1**
XBRL Instance.
101.SCH**
XBRL Taxonomy Extension Schema.
101.CAL**
XBRL Taxonomy Extension Calculation.
101.DEF**
XBRL Taxonomy Extension Definition.
101.LAB**
XBRL Taxonomy Extension Labels.
101.PRE**
XBRL Taxonomy Extension Presentation.
________________
* Filed herewith.
** Pursuant to Rule 406T of Regulation S-T, these interactive data files are deemed not to be filed or part of a registration statement of prospectus for purposes of Section 11 or 12 of the Securities Act of 1933, as amended, are deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and otherwise are not subject to liability under these sections.
33
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.