Item 5. Other Information
Item 5. Other Information
During the six months ended June 30, 2026, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
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Item 6. Exhibits
(a) Exhibits:
The following is a list of exhibits filed as part of this Form 10-Q. Where so indicated, exhibits, which were previously filed, are incorporated herein by reference (File No. 001-35770, unless otherwise indicated).
Incorporated by Reference
Exhibit
Number
Description
Filed Herewithin
Form
File No.
Ex.
Filing Date
2.1
Arrangement Agreement, dated as of May 1, 2024, by and among the Company, Contango Mining Canada Inc., and HighGold Mining Inc.
8-K
001-35770
10.1
05/06/2024
2.2
Amending Agreement, effective February 11, 2026, by and among Contango ORE, Inc., 1566004 B.C. Ltd. and Dolly Varden Silver Corporation.
8-K
001-35770
2.1
03/27/2026
3.1
Certificate of Incorporation of Contango ORE, Inc.
10/A2
000-54136
3.1
11/26/2010
3.2
Certificate of Amendment to Certificate of Incorporation of Contango ORE, Inc.
8-K
001-35770
3.1
12/17/2020
3.3
Certificate of Amendment to Certificate of Incorporation of Contango ORE, Inc.
8-K
001-35770
3.1
03/27/2026
3.4
Certificate of Designation of Series A Special Voting Preferred Stock.
8-K
001-35770
3.2
03/27/2026
3.5
Bylaws of Contango ORE, Inc.
10/A2
000-54136
3.2
11/26/2010
3.6
Amendment No. 1 to the Bylaws of Contango ORE, Inc.
8-K
001-35770
3.1
10/21/2021
4.1
Form of Certificate of Contango ORE, Inc. common stock.
10-Q
001-35770
4.1
11/14/2013
4.2
Form of Convertible Debenture.
8-K
001-35770
4.1
04/09/2022
4.3
Form of Pre-Funded Warrants.
8-K
001-35770
4.1
09/26/2025
4.4
Form of Pre-Funded Warrants.
8-K
001-35770
4.1
02/12/2026
4.5
Exchangeable Share Support Agreement.
8-K
001-35770
4.1
03/27/2026
4.6
Voting And Exchange Trust Agreement.
8-K
001-35770
4.2
03/27/2026
10.1
Employment Agreement, dated April 3, 2026.
8-K/A
001-35770
10.1
04/08/2026
10.3
First Amendment to Membership Interest Purchase and Sale Agreement, dated June 26, 2026.
8-K
001-35770
10.1
06/29/2026
31.1
Certification of Principal Executive Officer pursuant to Rules 13a-14 and 15d-14.
X
31.2
Certification of Principal Financial Officer pursuant to Rules 13a-14 and 15d-14.
X
32.1
Certification of Principal Executive Officer pursuant to 18 U.S.C. 1350.
X
32.2
Certification of Principal Financial Officer pursuant to 18 U.S.C. 1350.
X
95.1
Mine Safety Disclosures.
X
101
Financial statements from the Company’s quarterly report on Form 10-Q for the six months ended June 30, 2026, formatted in Inline XBRL: (i) Condensed Consolidated Balance Sheets; (ii) Condensed Consolidated Statements of Operations; (iii) Condensed Consolidated Statements of Cash Flows; (iv) Condensed Consolidated Statements of Changes in Shareholders’ Equity; and (v) Notes to Unaudited Condensed Consolidated Financial Statements.
X
104
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
X
Management contract or compensatory plan or agreement
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Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereto duly authorized.
CONTANGO SILVER & GOLD, INC.
Date: August 13, 2026
By:
/s/ RICK VAN NIEUWENHUYSE
Rick Van Nieuwenhuyse
Chief Executive Officer
(Principal Executive Officer)
Date: A ugust 13, 2026
By:
/s/ MIKE CLARK
Mike Clark
Chief Financial Officer
(Principal Financial and Accounting Officer)
36
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.