Item 5. Other Information
Item 5. Other Information
None
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Item 6. Exhibits
The following exhibits are filed as part of this Report.
EXHIBIT INDEX
Exhibit No. Description
4.1
Note Purchase Agreement, dated September 17, 2021, by and among the Issuer, the Company, the General Partner, and the Purchasers (incorporated herein by reference to the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on September 20, 2021)
4.2
Form of Series 2021-A Senior Note (incorporated herein by reference to the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on September 20, 2021)
4.3
Form of Series 2021-B Senior Note (incorporated herein by reference to the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on September 20, 2021)
4.4
Form of Series 2021-C Senior Note (incorporated herein by reference to the Company'’s Current Report on Form 8-K filed with the Securities and Exchange Commission on September 20, 2021)
4.5
Form of Series 2021-D Senior Note (incorporated herein by reference to the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on September 20, 2021)
4.6
Guaranty Agreement, dated September 17, 2021 (incorporated herein by reference to the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on September 20, 2021)
4.7
Amendment No. 2 to Note Purchase and Private Shelf Agreement, dated September 17, 2021, and related Exhibit B attached thereto, by and among the Issuer, the Company, the General Partner, PGIM, Inc., an affiliate of Prudential Financial, Inc., and certain affiliates of PGIM, Inc. (incorporated by reference to the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on September 20, 2021)
10.1
Amendment to Limited Partnership Agreement of the Partnership, dated September 1, 2021 (incorporated herein by reference to the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on September 2, 2021)
10.2
Master Credit Facility, dated as of September 1, 2021, among certain wholly-owned indirect subsidiaries of Centerspace and Walker & Dunlop, LLC (incorporated herein by reference to the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on September 2, 2021)
10.3
Assumption Agreement and Amendment to Loan Documents, dated as of September 1, 2021, among CSR –Palisades, LLC, Minnesota Life Insurance Company and Palisades Limited Partnership (incorporated herein by reference to the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on September 2, 2021)
10.4
Equity Distribution Agreement dated September 10, 2021 between the Company and BMO Capital Markets Corp., BTIG, LLC, Jefferies LLC, Raymond James & Associates, Inc., BofA Securities, Inc., UBS Securities LLC, Piper Sandler & Co., and certain of their affiliates (incorporated herein by reference to the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on September 10, 2021)
10.5
Third Amended and Restated Credit Agreement, dated as of September 30, 2021, among Centerspace, LP, the Guarantors from time to time party thereto, the Lenders from time to time party thereto, KeyBank, National Association and PNC Bank, National Association, as Syndicated Agents, and Bank of Montreal, as Administrative Agent (incorporated herein by reference to the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on September 30, 2021)
31.1 *
Section 302 Certification of Chief Executive Officer
31.2 *
Section 302 Certification of Executive Vice President and Chief Financial Officer
32.1 *
Section 906 Certifications of Chief Executive Officer
32.2 *
Section 906 Certifications of Executive Vice President and Chief Financial Officer
101 INS** INSTANCE DOCUMENT
101 SCH** SCHEMA DOCUMENT
101 CAL** CALCULATION LINKBASE DOCUMENT
101 LAB** LABELS LINKBASE DOCUMENT
101 PRE** PRESENTATION LINKBASE DOCUMENT
101 DEF** DEFINITION LINKBASE DOCUMENT
104** COVER PAGE INTERACTIVE DATA FILE - THE COVER PAGE XBRL TAGS ARE EMBEDDED WITHIN THE INLINE XBRL DOCUMENT
* Filed herewith
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** Submitted electronically herewith. Attached as Exhibit 101 are the following materials from Quarterly Report on Form 10-Q for the quarter ended September 30, 2021, formatted in Inline eXtensible Business Reporting Language (“iXBRL”): (i) the Condensed Consolidated Balance Sheets; (ii) the Condensed Consolidated Statements of Operations; (ii) the Condensed Consolidated Statements of Equity; (iv) the Condensed Consolidated Statements of Cash Flows; (v) notes to these Condensed Consolidated Financial Statements; and (vi) the Cover Page to Quarterly Report on our Form 10-Q.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Centerspace
(Registrant)
/s/ Mark O. Decker, Jr.
Mark O. Decker, Jr.
President and Chief Executive Officer
/s/ John A. Kirchmann
John A. Kirchmann
Executive Vice President and Chief Financial Officer
Date: November 1, 2021
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.