CLEANSPARK, INC. 10-Q

Item 2. Unregistered Sales of Equity Securities and Use of Proceeds The information set forth below relates to our issuances of securities without registration under the Securities Act of 1933 during the reporting period which were not previously included in an Annual Report on Form 10-K, Quarterly Report on Form 10-Q, or Current Report on Form 8-K. During the period commencing January 1, 2021 through March 31, 2021, the Company issued 19,429 shares of common stock as in relation to compensation for services. These securities were issued pursuant to Section 4(a)(2) of the Securities Act and/or Rule 506 promulgated thereunder. The holders represented their intention to acquire the securities for investment only and not with a view towards distribution. The investors were given adequate information about us to make an informed investment decision. We did not engage in any general solicitation or advertising. We directed our transfer agent to issue the stock certificates with the appropriate restrictive legend affixed to the restricted stock. 15 Table of Contents Item 3. Defaults upon Senior Securities None. Item 4. Mine Safety Disclosures Not applicable.