Item 5. Other Information
Item 5. OTHER INFORMATION
Not applicable.
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Item 6. EXHIBITS
Exhibit No.
Title of Document
10.1
Promissory Note dated July 2, 2021 (filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K as filed with the SEC on July 9, 2021 and incorporated herein by reference).
10.2
Securities Purchase Agreement dated September 12, 2021 (filed as Exhibit 10.1 to the Company’s Current Report on Form 8-K as filed with the SEC on September 13, 2021 and incorporated herein by reference).
10.3
Registration Rights Agreement dated September 12, 2021 (filed as Exhibit 10.2 to the Company’s Current Report on Form 8-K as filed with the SEC on September 13, 2021 and incorporated herein by reference).
10.4
Amended and Restated Promissory Note dated September 11, 2021 (filed as Exhibit 10.3 to the Company’s Current Report on Form 8-K as filed with the SEC on September 13, 2021 and incorporated herein by reference).
31.1
Section 302 Certification of Chief Executive Officer (filed herewith)
31.2
Section 302 Certification of Principal Financial Officer (filed herewith)
32.1
Section 906 Certification of Chief Executive Officer (filed herewith)
32.2
Section 906 Certification of Principal Financial Officer (filed herewith)
101.INS
XBRL Instance Document (filed herewith)
101.SCH
XBRL Taxonomy Extension Schema (filed herewith)
101.CAL
XBRL Taxonomy Extension Calculation Linkbase (filed herewith)
101.DEF
XBRL Taxonomy Extension Definitions Linkbase (filed herewith)
101.LAB
XBRL Taxonomy Extension Label Linkbase (filed herewith)
101.PRE
XBRL Taxonomy Extension Presentation Linkbase (filed herewith)
104.1
The cover page of this Quarterly Report on Form 10-Q, formatted in Inline XBRL.
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SIGNATURES
Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
ClearOne, Inc.,
(Registrant)
By:
/s/ Zeynep Hakimoglu
November 12, 2021
Zeynep Hakimoglu
President, Chief Executive Officer and Chairman of the Board
(Principal Executive Officer)
By:
/s/ Narsi Narayanan
November 12, 2021
Narsi Narayanan
Senior Vice President of Finance
(Principal Accounting and Principal Financial Officer)
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.