Item 5. Other Information
Item 5. Other Information.
(a) None.
(b) None.
(c) During the quarter ended
June 30, 2026, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement”
or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
43
Item 6. Exhibits.
Incorporated by Reference
Exhibit
Number
Exhibit Description
Form
Exhibit
Filing Date/
Period End Date
3.1
Articles of Domestication/Articles of Incorporation
10-K
3.1
04/15/2024
3.2
Amendment to Articles of Incorporation
10-K
3.2
03/31/2025
3.3
Amendment to Articles of Incorporation
8-K
3.1
09/10/2025
3.4
Amended and Restated Bylaws
10-Q
3.4
11/12/2025
3.5
Second Amended and Restated Designations and Preferences of Series A Preferred Stock
10-K
3.4
03/31/2025
3.6
Amended and Restated Designations and Preferences of Series C Convertible Preferred Stock
10-K
3.5
03/31/2025
3.7
Articles of Amendment to the Articles of Incorporation
8-K
3.1
01/28/2026
3.8
Certificate of Name Change
8-K
3.2
01/28/2026
4.1
Warrant Agreement dated April 7, 2026, by and between the Company and BoltRock Holdings, LLC
S-1
4.11
04/09/2026
10.1
Transition Agreement, dated April 1, 2026, by and between CitroTech Inc. and Stephen Conboy
8-K
10.1
04/03/2026
10.2
Limited Liability Company Agreement of HexiTech LLC, dated April 17, 2026, by and between CitroTech Inc. and Hexion Inc.
8-K
10.1
04/21/2026
10.3
Intellectual Property License Agreement, dated April 17, 2026, by and among CitroTech Inc., Mighty Fire Breaker, LLC and HexiTech LLC
8-K
10.2
04/21/2026
10.4
Stock Exchange and Stockholders Agreement, dated May 28, 2026, by and between CitroTech Inc. and BoltRock Holdings, LLC
8-K
10.1
06/01/2026
10.5
Stock Exchange and Stockholders Agreement, dated May 28, 2026, by and between CitroTech Inc. and TC Special Investments LLC
8-K
10.2
06/01/2026
31.1*
Certification of Principal Executive Officer, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2*
Certification
of Principal Financial Officer, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32.1**
Certification of Principal Executive Officer, pursuant to 18 U.S.C. Section 1350, as created by Section 906 of the Sarbanes-Oxley Act of 2002
32.2**
Certification
of Principal Financial Officer, pursuant to 18 U.S.C. Section 1350, as created by Section 906 of the Sarbanes-Oxley Act of
2002
101.INS*
Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
101.SCH*
Inline XBRL Taxonomy Extension Schema Document
101.CAL*
Inline XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF*
Inline XBRL Taxonomy Extension Definition Linkbase Document
101.LAB*
Inline XBRL Taxonomy Extension Label Linkbase Document
101.PRE*
Inline XBRL Taxonomy Extension Presentation Linkbase Document
104*
Inline XBRL for the cover page of this Quarterly Report on Form 10-Q, included in the Exhibit 101 Inline XBRL Document Set.
_________
* Filed herewith.
**Furnished herewith.
44
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto
duly authorized.
CitroTech Inc.
Dated:
August 7, 2026
By:
/s/ Nanuk Warman
Nanuk Warman
Chief Financial Officer
(Principal Financial and Accounting Officer)
45
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.