Item 5. Other Information
ITEM 5. OTHER INFORMATION
 
None.
 
ITEM 6. EXHIBITS
 
(a)
 
Exhibits
31.1
 
Certification of the Principal Executive Officer pursuant to Rule
13a-14(a) and 15d-14(a).
31.2
 
Certification of the Principal Financial and Accounting Officer
pursuant to Rule 13a-14(a) and 15d-14(a).
32.1
 
Certification by the Principal Executive Officer pursuant to 18
U.S.C. 1350 as adopted pursuant to Section 906 of the
Sarbanes-Oxley Act of 2002.
32.2
 
Certification by the Principal Financial and Accounting Officer
pursuant to 18 U.S.C. 1350 as adopted pursuant to Section 906 of
the Sarbanes-Oxley Act of 2002.
 
101.INS
 
XBRL Instance Document
101.SCH
 
XBRL Taxonomy Extension Schema
101.CAL
 
XBRL Taxonomy Extension Calculation Linkbase
101.DEF
 
XBRL Taxonomy Extension Definition Linkbase
101.LAB
 
XBRL Taxonomy Extension Label Linkbase
101.PRE
 
XBRL Taxonomy Extension Presentation Linkbase
 
 
-37-
Table of Contents
 
 
S IGNA T URES
 
In
accordance with the requirements of the Exchange Act, the
registrant caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
 
 
 
Date: November 13, 2020
 
CHARLIE’S HOLDINGS, INC.  
 
 
 
 
 
 
By:
/s/ Brandon Stump
 
 
 
Brandon Stump
Chief Executive Officer and Chair of the Board
(Principal Executive Officer)
 
 
 
 
 
 
 
/s/ David Allen
 
 
 
David Allen
Chief Financial Officer
(Principal Financial and Accounting Officer)
 
 
 
    
 
-38-
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.