Item 5. Other Information
ITEM 5. OTHER INFORMATION.
None.
ITEM 6. EXHIBITS.
The following exhibits are filed as part
of, or incorporated by reference into, this Quarterly Report on Form 10-Q.
No.
Description
of Exhibit
10.1
Share
Exchange Agreement, dated as of September 6, 2019, by and among TKK Symphony Acquisition Corporation, Glory Star New Media
Group Limited, Glory Star New Media (Beijing) Technology Co., Ltd., Xing Cui Can International Media (Beijing) Co., Ltd.,
Horgos Glory Star Media Co., Ltd., each of Glory Star New Media Group Limited’s shareholders, TKK Symphony Sponsor 1,
in the capacity as the Purchaser Representative, and Zhang Bing, in the capacity as the Seller Representative. (1)
10.2
Registration
Rights Agreement, by and among TKK Symphony Acquisition Corporation, TKK Symphony Sponsor 1, in the capacity as the Purchaser
Representative, and shareholders of Glory Star New Media Group Limited named as Investors therein. (1)
10.3
Form
of Lock-Up Agreement, by and among TKK Symphony Acquisition Corporation, TKK Symphony Sponsor 1, in the capacity as the Purchaser
Representative, and shareholders of Glory Star New Media Group Limited. (1)
10.4
Form
of Non-Competition and Non-Solicitation Agreement, by and among certain shareholders of Glory Star New Media Group Limited
and certain other associated persons and entities for the benefit of TKK Symphony Acquisition Corporation and Glory Star New
Media Group Limited. (1)
10.5
Unsecured
Promissory Note, dated as of September 6, 2019, issued by TKK Symphony Acquisition Corporation to TKK Symphony Sponsor 1.
(1)
31.1*
Certification
of Principal Executive Officer Pursuant to Securities Exchange Act Rules 13a-14(a) and 15(d)-14(a), as adopted Pursuant to
Section 302 of the Sarbanes-Oxley Act of 2002
31.2*
Certification
of Principal Financial Officer Pursuant to Securities Exchange Act Rules 13a-14(a) and 15(d)-14(a), as adopted Pursuant to
Section 302 of the Sarbanes-Oxley Act of 2002
32.1**
Certification
of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley
Act of 2002
32.2**
Certification
of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley
Act of 2002
101.INS*
XBRL
Instance Document
101.CAL*
XBRL
Taxonomy Extension Calculation Linkbase Document
101.SCH*
XBRL
Taxonomy Extension Schema Document
101.DEF*
XBRL
Taxonomy Extension Definition Linkbase Document
101.LAB*
XBRL
Taxonomy Extension Labels Linkbase Document
101.PRE*
XBRL
Taxonomy Extension Presentation Linkbase Document
*
Filed herewith.
**
Furnished herewith.
(1)
Previously filed as an exhibit to our Current Report on Form 8-K filed on September 25, 2019 and incorporated by reference herein.
19
SIGNATURES
Pursuant to the requirements of Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
TKK SYMPHONY ACQUISITION CORPORATION
Date: November 14, 2019
/s/ Sing Wang
Name:
Sing Wang
Title:
Chief Executive Officer
(Principal Executive Officer)
Date: November 14,
2019
/s/ Ian Lee
Name:
Ian Lee
Title:
Chief Financial Officer
(Principal Financial and Accounting Officer)
20
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.