Item 5. Other Information
ITEM
5. OTHER INFORMATION.
None.
16
ITEM
6. EXHIBITS.
The
following exhibits are filed as part of, or incorporated by reference into, this Quarterly Report on Form 10-Q.
No.
Description
of Exhibit
1.1
Underwriting
Agreement, dated August 15, 2018, by and among the Company and the representatives of the several underwriters. (1)
3.1
Amended
and Restated Memorandum and Articles of Association. (1)
4.1
Warrant
Agreement, dated August 15, 2018, by and between the Company and Continental Stock Transfer & Trust Company, as warrant
agent. (1)
4.2
Rights
Agreement, dated August 15, 2018, by and between the Company and Continental Stock Transfer & Trust Company, as rights
agent. (1)
10.1
Investment
Management Trust Agreement, dated August 15, 2018, by and between the Company and Continental Stock Transfer & Trust Company,
as trustee (1)
10.2
Registration
Rights Agreement, dated August 15, 2018, by and among the Company, Symphony and the holders party thereto. (1)
10.3
Share
Escrow Agreement, dated August 15, 2018, by and among the Company, the holders party thereto and Continental Stock Transfer
& Trust Company, as escrow agent. (1)
10.4
Warrant
Subscription Agreement, dated August 15, 2018, by and between the Company and Giant Fortune International Limited. (1)
10.5
Letter
Agreement, dated August 15, 2018, by and between the Company and the Sponsor. (1)
10.6
Letter
Agreement, dated August 15, 2018, by and between the Company and TKK Capital Holding. (1)
10.7
Letter
Agreement, dated August 15, 2018, by and among the Company, Sing Wang, Ian Lee, Ronald Issen, Joanne Ng, James Hemowitz, Stephen
Markschied, Zhe Zhang, Huang Po Wan and Tham Kit Wan. (1)
10.8
Administrative
Services Agreement, dated August 15, 2018, by and between the Company and TKK Capital Holding. (1)
31.1*
Certification
of Principal Executive Officer Pursuant to Securities Exchange Act Rules 13a-14(a) and 15(d)-14(a), as adopted Pursuant to
Section 302 of the Sarbanes-Oxley Act of 2002
31.2*
Certification
of Principal Financial Officer Pursuant to Securities Exchange Act Rules 13a-14(a) and 15(d)-14(a), as adopted Pursuant to
Section 302 of the Sarbanes-Oxley Act of 2002
32.1**
Certification
of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley
Act of 2002
32.2*
*
Certification
of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley
Act of 2002
101.INS*
XBRL
Instance Document
101.CAL*
XBRL
Taxonomy Extension Calculation Linkbase Document
101.SCH*
XBRL
Taxonomy Extension Schema Document
101.DEF*
XBRL
Taxonomy Extension Definition Linkbase Document
101.LAB*
XBRL
Taxonomy Extension Labels Linkbase Document
101.PRE*
XBRL
Taxonomy Extension Presentation Linkbase Document
*
Filed
herewith.
**
Furnished
herewith.
(1)
Previously
filed as an exhibit to our Current Report on Form 8-K filed on August 21, 2018 and incorporated by reference herein.
17
SIGNATURES
Pursuant
to the requirements of Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
TKK
SYMPHONY ACQUISITION CORPORATION
Date:
November 13, 2018
/s/
Sing Wang
Name:
Sing
Wang
Title:
Chief
Executive Officer
(Principal
Executive Officer)
Date:
November 13, 2018
/s/
Ian Lee
Name:
Ian
Lee
Title:
Chief
Financial Officer
(Principal
Financial and Accounting Officer)
18
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.