CEMTREX INC 10-Q

Item 2. Unregistered Sales of Equity Securities and Use of Proceeds. Preferred Stock During the nine months ended June 30, 2025, 252,278 shares of Series 1 Preferred Stock were issued to pay dividends to holders of Series 1 Preferred Stock. During the nine months ended June 30, 2025, 3,778 shares of Series 1 Preferred Stock were cancelled. Common Stock During the nine months ended June 30, 2025, 1,436,749 shares of common stock were issued for the exercise of 3,946,790 Series A Warrants under the Alternative Cashless Exercise option as adjusted for reverse stock splits and exercise price adjustments. During the nine months ended June 30, 2025, there were 6 shares issued for rounding on November 26, 2024, reverse stock split. During the nine months ended June 30, 2025, 621,175 shares of common stock were issued for the exercise of 621,175 Series B Warrants which generated $1,307,355 in proceeds. Item 3. Defaults Upon Senior Securities None. Item 4. Mine Safety Disclosures N/A