OTHER INFORMATION.
+Added: no information to disclose that was required to be in a report on Form 8-K during the first quarter of fiscal year 2025 but was not reported.
+Added: been no material changes to the procedures by which stockholders may recommend nominees to our board of directors since such procedures
+Added: were last disclosed.
+Added: None of our directors or executive
+Added: officers adopted or terminated a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement (as defined
+Added: in Item 408(c) of Regulation S-K) during the first quarter of fiscal year 2025.
Amended and Restated Articles of Incorporation Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.1 to Amendment No.
1 to the Registration Statement on Form S-1/A filed on August 3, 2023)
−Removed: of Amendment to Amended and Restated Articles of Incorporation Cardiff Lexington Corporation (incorporated by reference
−Removed: to Exhibit 3.2 to Form 10-Q filed on May 10, 2024)
+Added: Certificate of Amendment to Amended and Restated Articles of Incorporation Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.2 to the Quarterly Report on Form 10-Q filed on May 10, 2024)
Certificate of Designation of Series A Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.2 to Amendment No.
−Removed: Registration Statement on Form S-1/A filed on August 3, 2023)
+Added: 1 to the Registration Statement on Form S-1/A filed on August 3, 2023)
Certificate of Designation of Series B Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.3 to Amendment No.
−Removed: Registration Statement on Form S-1/A filed on August 3, 2023)
−Removed: Certificate of Correction of Certificate of Designation of Series B Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to
−Removed: Exhibit 3.4 to the Annual Report on Form 10-K filed on March 27, 2024)
+Added: 1 to the Registration Statement on Form S-1/A filed on August 3, 2023)
+Added: Certificate of Correction of Certificate of Designation of Series B Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.4 to Annual Report on Form 10-K filed on March 27, 2024)
+Added: Certificate of Amendment to Certificate of Designation of Series B Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.1 to Annual Report on Form 10-K filed on December 4, 2024)
Certificate of Designation of Series C Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.4 to Amendment No.
−Removed: the Registration Statement on Form S-1/A filed on August 3, 2023)
−Removed: Certificate of Correction of Certificate of Designation of Series C Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to
−Removed: Exhibit 3.6 to the Annual Report on Form 10-K filed on March 27, 2024)
+Added: 1 to the Registration Statement on Form S-1/A filed on August 3, 2023)
+Added: Certificate of Correction of Certificate of Designation of Series C Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.6 to Annual Report on Form 10-K filed on March 27, 2024)
+Added: Certificate of Amendment to Certificate of Designation of Series C Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.2 to Annual Report on Form 10-K filed on December 4, 2024)
Certificate of Designation of Series E Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.5 to Amendment No.
−Removed: Registration Statement on Form S-1/A filed on August 3, 2023)
−Removed: Certificate of Correction of Certificate of Designation of Series E Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.8
−Removed: to the Annual Report on Form 10-K filed on March 27, 2024)
+Added: 1 to the Registration Statement on Form S-1/A filed on August 3, 2023)
+Added: Certificate of Correction of Certificate of Designation of Series E Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.8 to Annual Report on Form 10-K filed on March 27, 2024)
+Added: Certificate of Amendment to Certificate of Designation of Series E Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.3 to Annual Report on Form 10-K filed on December 4, 2024)
Certificate of Designation of Series F-1 Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.6 to Amendment No.
−Removed: the Registration Statement on Form S-1/A filed on August 3, 2023)
−Removed: Certificate of Correction of Certificate of Designation of Series F-1 Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit
−Removed: 3.10 to the Annual Report on Form 10-K filed on March 27, 2024)
+Added: 1 to the Registration Statement on Form S-1/A filed on August 3, 2023)
+Added: Certificate of Correction of Certificate of Designation of Series F-1 Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.10 to Annual Report on Form 10-K filed on March 27, 2024)
Certificate of Designation of Series I Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.7 to Amendment No.
−Removed: Registration Statement on Form S-1/A filed on August 3, 2023)
−Removed: Certificate of Correction of Certificate of Designation of Series I Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to
−Removed: Exhibit 3.12 to the Annual Report on Form 10-K filed on March 27, 2024)
−Removed: Certificate of Designation of Series J Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.8 to Amendment No.
−Removed: Registration Statement on Form S-1/A filed on August 3, 2023)
−Removed: Certificate of Correction of Certificate of Designation of Series J Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to
−Removed: Exhibit 3.14 to the Annual Report on Form 10-K filed on March 27, 2024)
+Added: 1 to the Registration Statement on Form S-1/A filed on August 3, 2023)
+Added: Certificate of Correction of Certificate of Designation of Series I Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.12 to Annual Report on Form 10-K filed on March 27, 2024)
+Added: Certificate of Amendment to Certificate of Designation of Series I Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.4 to Annual Report on Form 10-K filed on December 4, 2024)
Certificate of Designation of Series L Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.9 to Amendment No.
−Removed: Registration Statement on Form S-1/A filed on August 3, 2023)
−Removed: Certificate of Correction of Certificate of Designation of Series L Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit
−Removed: 3.16 to the Annual Report on Form 10-K filed on March 27, 2024)
−Removed: Certificate of Designation of Series N Senior Convertible Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.3 to the
−Removed: Annual Report on Form 10-K filed on June 6, 2023)
−Removed: Amended and Restated Certificate of Designation of Series R Convertible Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to
−Removed: Exhibit 3.18 to the Annual Report on Form 10-K filed on March 27, 2024)
−Removed: Certificate of Designation of Series X Senior Convertible Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.12 to
−Removed: Amendment No.
1 to the Registration Statement on Form S-1/A filed on August 3, 2023)
+Added: Certificate of Correction of Certificate of Designation of Series L Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.16 to Annual Report on Form 10-K filed on March 27, 2024)
+Added: Certificate of Designation of Series N Senior Convertible Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.3 to the Annual Report on Form 10-K filed on June 6, 2023)
+Added: Certificate of Designation of Series X Senior Convertible Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.12 to Amendment No.
+Added: 1 to the Registration Statement on Form S-1/A filed on August 3, 2023)
+Added: Certificate of Designation of Series Y Senior Convertible Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 4.1 to the Current Report on Form 8-K filed on May 14, 2024)
+Added: Certificate of Amendment to Certificate of Designation of Series Y Senior Convertible Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.5 to Annual Report on Form 10-K filed on December 4, 2024)
Amended and Restated Bylaws of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.2 to the Annual Report on Form 10-K filed on June 6, 2023)
−Removed: Common Stock Purchase Warrant issued by Cardiff Lexington Corporation to SILAC Insurance Company on May 21, 2021 (incorporated by reference to Exhibit 4.2
−Removed: to the Annual Report on Form 10-K filed on June 6, 2023)
Certifications of Principal Executive Officer filed pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
15 unchanged sentences
duly authorized.
+Added: August 19, 2025
CARDIFF LEXINGTON CORPORATION
8 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.