OTHER INFORMATION.
−Removed: Description of Exhibit
Amended and Restated Articles of Incorporation Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.1 to Amendment No.
1 to the Registration Statement on Form S-1/A filed on August 3, 2023)
+Added: Certificate of Amendment to Amended and Restated Articles of Incorporation Cardiff Lexington Corporation
Certificate of Designation of Series A Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.2 to Amendment No.
−Removed: 1 to the Registration Statement on Form S-1/A filed on August 3, 2023)
+Added: Registration Statement on Form S-1/A filed on August 3, 2023)
Certificate of Designation of Series B Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.3 to Amendment No.
−Removed: 1 to the Registration Statement on Form S-1/A filed on August 3, 2023)
+Added: Registration Statement on Form S-1/A filed on August 3, 2023)
+Added: Certificate of Correction of Certificate of Designation of Series B Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to
+Added: Exhibit 3.4 to the Annual Report on Form 10-K filed on March 27, 2024)
Certificate of Designation of Series C Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.4 to Amendment No.
−Removed: 1 to the Registration Statement on Form S-1/A filed on August 3, 2023)
+Added: the Registration Statement on Form S-1/A filed on August 3, 2023)
+Added: Certificate of Correction of Certificate of Designation of Series C Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to
+Added: Exhibit 3.6 to the Annual Report on Form 10-K filed on March 27, 2024)
Certificate of Designation of Series E Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.5 to Amendment No.
−Removed: 1 to the Registration Statement on Form S-1/A filed on August 3, 2023)
+Added: Registration Statement on Form S-1/A filed on August 3, 2023)
+Added: Certificate of Correction of Certificate of Designation of Series E Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.8
+Added: to the Annual Report on Form 10-K filed on March 27, 2024)
Certificate of Designation of Series F-1 Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.6 to Amendment No.
−Removed: 1 to the Registration Statement on Form S-1/A filed on August 3, 2023)
+Added: the Registration Statement on Form S-1/A filed on August 3, 2023)
+Added: Certificate of Correction of Certificate of Designation of Series F-1 Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit
+Added: 3.10 to the Annual Report on Form 10-K filed on March 27, 2024)
Certificate of Designation of Series I Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.7 to Amendment No.
−Removed: 1 to the Registration Statement on Form S-1/A filed on August 3, 2023)
+Added: Registration Statement on Form S-1/A filed on August 3, 2023)
+Added: Certificate of Correction of Certificate of Designation of Series I Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to
+Added: Exhibit 3.12 to the Annual Report on Form 10-K filed on March 27, 2024)
Certificate of Designation of Series J Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.8 to Amendment No.
−Removed: 1 to the Registration Statement on Form S-1/A filed on August 3, 2023)
+Added: Registration Statement on Form S-1/A filed on August 3, 2023)
+Added: Certificate of Correction of Certificate of Designation of Series J Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to
+Added: Exhibit 3.14 to the Annual Report on Form 10-K filed on March 27, 2024)
Certificate of Designation of Series L Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.9 to Amendment No.
−Removed: 1 to the Registration Statement on Form S-1/A filed on August 3, 2023)
−Removed: Certificate of Designation of Series N Senior Convertible Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.3 to the Annual Report on Form 10-K filed on June 6, 2023)
−Removed: Certificate of Designation of Series R Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.11 to Amendment No.
−Removed: 1 to the Registration Statement on Form S-1/A filed on August 3, 2023)
−Removed: Certificate of Designation of Series X Senior Convertible Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.12 to Amendment No.
+Added: Registration Statement on Form S-1/A filed on August 3, 2023)
+Added: Certificate of Correction of Certificate of Designation of Series L Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit
+Added: 3.16 to the Annual Report on Form 10-K filed on March 27, 2024)
+Added: Certificate of Designation of Series N Senior Convertible Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.3 to the
+Added: Annual Report on Form 10-K filed on June 6, 2023)
+Added: Amended and Restated Certificate of Designation of Series R Convertible Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to
+Added: Exhibit 3.18 to the Annual Report on Form 10-K filed on March 27, 2024)
+Added: Certificate of Designation of Series X Senior Convertible Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.12 to
+Added: Amendment No.
1 to the Registration Statement on Form S-1/A filed on August 3, 2023)
Amended and Restated Bylaws of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.2 to the Annual Report on Form 10-K filed on June 6,
−Removed: Common Stock Purchase Warrant issued by Cardiff Lexington Corporation to SILAC Insurance Company on May 21, 2021 (incorporated by reference to Exhibit 4.2 to the Annual Report on Form 10-K filed on June 6, 2023)
−Removed: Revolving Purchase and Security Agreement
−Removed: Guaranty and Security Purchase Agreement
+Added: Common Stock Purchase Warrant issued by Cardiff Lexington Corporation to SILAC Insurance Company on May 21, 2021 (incorporated by reference to Exhibit 4.2
+Added: to the Annual Report on Form 10-K filed on June 6, 2023)
Certifications of Principal Executive Officer filed pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
−Removed: Certifications of Principal Financial and Accounting Officer filed pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
+Added: Certifications of Principal Financial Officer filed pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
Certifications of Principal Executive Officer furnished pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: Certifications of Principal Financial and Accounting Officer furnished pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: Inline XBRL Instance Document
+Added: Certifications of Principal Financial Officer furnished pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
+Added: XBRL Instance Document
Inline XBRL Taxonomy Extension Schema Document
10 unchanged sentences
duly authorized.
−Removed: November 14, 2023
CARDIFF LEXINGTON CORPORATION
3 unchanged sentences
(Principal Executive Officer)
−Removed: Interim Chief Financial Officer
−Removed: (Principal Financial and Accounting Officer)
+Added: /s/ Matthew Shafer
+Added: Matthew Shafer
+Added: Chief Financial Officer
+Added: (Principal Financial Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.