Item 5. Other Information
Item 5. Other Information .
Trading Plans
During the quarter ended February 28, 2026, no director or Section 16 officer adopted or terminated any Rule 10b5-1 trading arrangements or non-Rule 10b5-1 trading arrangements (in each case, as defined in Item 408(a) of Regulation S-K).
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Item 6. Exhibits .
INDEX TO EXHIBITS
Incorporated by Reference
Exhibit
Number Exhibit Description Form Exhibit Filing
Date Filed/
Furnished
Herewith
Plan of acquisition, reorganization, arrangement, liquidation or succession
2.1 Unification Agreement, dated February 20, 2026, between Carnival Corporation and Carnival plc.
8-K 2.1 2/20/2026
Articles of incorporation and by-laws
3.1 Third Amended and Restated Articles of Incorporation of Carnival Corporation .
8-K 3.1 4/17/2003
3.2 Third Amended and Restated By-Laws of Carnival Corporation .
8-K 3.1 4/20/2009
3.3 Articles of Association of Carnival plc .
8-K 3.3 4/20/2009
Instruments defining the rights of security holders, including indenture
4.1 Amendment No. 1 to the Amended and Restated Deposit Agreement, among Carnival plc, JP Morgan Chase Bank, N.A., as Depositary, and all holders from time to time of American Depositary Receipts issued thereunder, including the Form of ADR attached as Exhibit A thereto.
8-K 4.1 2/12/2026
Rule 13a-14(a)/15d-14(a) certifications
31.1 Certification of Chief Executive Officer of Carnival Corporation pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
X
31.2 Certification of Chief Financial Officer and Chief Accounting Officer of Carnival Corporation pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
X
31.3 Certification of Chief Executive Officer of Carnival plc pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
X
31.4 Certification of Chief Financial Officer and Chief Accounting Officer of Carnival plc pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
X
Section 1350 certifications
32.1** Certification of Chief Executive Officer of Carnival Corporation pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
X
32.2** Certification of Chief Financial Officer and Chief Accounting Officer of Carnival Corporation pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
X
32.3** Certification of Chief Executive Officer of Carnival plc pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
X
32.4** Certification of Chief Financial Officer and Chief Accounting Officer of Carnival plc pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
X
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INDEX TO EXHIBITS
Incorporated by Reference
Exhibit
Number Exhibit Description Form Exhibit Filing
Date Filed/
Furnished
Herewith
Interactive Data File
101 The consolidated financial statements from Carnival Corporation & plc’s joint Quarterly Report on Form 10-Q for the quarter ended February 28, 2026, as filed with the Securities and Exchange Commission on March 27, 2026, formatted in Inline XBRL, are as follows:
(i) the Consolidated Statements of Income (Loss) for the three months ended February 28, 2026 and 2025;
X
(ii) the Consolidated Statements of Comprehensive Income (Loss) for the three months ended February 28, 2026 and 2025;
X
(iii) the Consolidated Balance Sheets at February 28, 2026 and November 30, 2025 ;
X
(iv) the Consolidated Statements of Cash Flows for the three months ended February 28, 2026 and 2025;
X
(v) the Consolidated Statements of Shareholders’ Equity for the three months ended February 28, 2026 and 2025;
X
(vi) the notes to the consolidated financial statements, tagged in summary and detail. X
104 The cover page from Carnival Corporation & plc’s joint Quarterly Report on Form 10-Q for the quarter ended February 28, 2026, as filed with the Securities and Exchange Commission on March 27, 2026, formatted in Inline XBRL (included as Exhibit 101).
* Indicates a management contract or compensation plan or arrangement.
** These items are furnished and not filed.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, each of the registrants has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
CARNIVAL CORPORATION CARNIVAL PLC
/s/ Josh Weinstein /s/ Josh Weinstein
Josh Weinstein Josh Weinstein
Chief Executive Officer Chief Executive Officer
/s/ David Bernstein /s/ David Bernstein
David Bernstein David Bernstein
Chief Financial Officer and Chief Accounting Officer Chief Financial Officer and Chief Accounting Officer
Date: March 27, 2026 Date: March 27, 2026
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.