21 unchanged sentences
The information required is omitted pursuant to General Instruction G(3) of Form 10-K, since the Registrant will file its definitive proxy statement for the Annual Meeting of Stockholders no later than 120 days after the close of its fiscal year ended September 30, 2021, which proxy statement is incorporated herein by reference.
+Added: Equity Compensation Plan Information
+Added: The following table provides information about Barnwell's common stock that may be issued upon exercise of options and rights under Barnwell's existing equity compensation plan as of September 30, 2021:
+Added: Plan Category Number of
+Added: upon exercise
+Added: of outstanding options, warrants
+Added: and rights Weighted-
+Added: and rights Number of securities
+Added: remaining available
+Added: for future issuance
+Added: compensation plans
+Added: (excluding securities
+Added: reflected in column (a))
+Added: Equity compensation plans approved by security holders 615,000 $3.36 135,000
+Added: Equity compensation plans not approved by security holders — — —
+Added: Total 615,000 $3.36 135,000
CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS, AND DIRECTOR INDEPENDENCE
7 unchanged sentences
Report of Independent Registered Public Accounting Firm – WEAVER AND TIDWELL, L.L.P.
−Removed: Report of Independent Registered Public Accounting Firm – KPMG LLP
Consolidated Balance Sheets – September 30, 2021 and 2020
Consolidated Statements of Operations – for the years ended September 30, 2021 and 2020
−Removed: Consolidated Statements of Comprehensive Loss – for the years ended September 30, 2020 and 2019
+Added: Consolidated Statements of Comprehensive Income (Loss) – for the years ended September 30, 2021 and 2020
Consolidated Statements of Equity (Deficit) – for the years ended September 30, 2021 and 2020
12 unchanged sentences
10.5 Limited Liability Limited Partnership Agreement of KKM Makai, LLLP dated November 27, 2013 (8)
−Removed: 10.6 Purchase and Sale Agreement, executed on June 8, 2017, with an as of date of May 10, 2017, between Barnwell of Canada, Limited and Anegada Oil Corp.
−Removed: 10.7 Purchase and Sale Agreement, dated December 14, 2017, between Barnwell of Canada, Limited and Mount Bastion Oil & Gas Corp.
−Removed: 10.8 Purchase and Sale Agreement, dated July 19, 2018, between Barnwell of Canada, Limited and Octavian Oil Ltd.
−Removed: and Eagle Energy Inc.
10.6 Agreement with KD Kaupulehu, LLLP to Release Retained Rights, dated as of March 7, 2019, between Kaupulehu Developments and KD Kaupulehu, LLLP (9)
10.7 Agreement with Respect to Retained Rights, dated as of March 7, 2019 between Kaupulehu Developments and KD Acquisition II, LP (10)
+Added: 10.8 Form of Option Agreement (11)
+Added: 10.9 Asset Purchase and Sale Agreement, dated July 8, 2021, between Barnwell of Canada, Limited and Tourmaline Oil Corp.
21 List of Subsidiaries
23.1 Consent of InSite Petroleum Consultants Ltd.
+Added: 23.2 Consent of Weaver and Tidwell, L.L.P.
31.1 Certification of Chief Executive Officer Pursuant To Section 302 of the Sarbanes-Oxley Act of 2002
17 unchanged sentences
(8) Incorporated by reference to Exhibit 10.8 to Registrant’s Form 10-Q for the quarterly period ended December 31, 2013
−Removed: (9) Incorporated by reference to Exhibit 1.1 to Registrant’s Form 8-K filed on June 14, 2017.
−Removed: (10) Incorporated by reference to Exhibit 1.1 to Registrant’s Form 8-K filed on December 19, 2017.
−Removed: (11) Incorporated by reference to Exhibit 2.1 to Registrant’s Form 8-K filed on July 25, 2018.
(9) Incorporated by reference to Exhibit 10.1 to Registrant’s Form 10-Q for the quarterly period ended March 31, 2019.
1 unchanged sentence
Certain confidential information has been omitted from a portion of this exhibit.
+Added: (11) Incorporated by reference to Exhibit 10.1 to Registrant’s Form 10-Q for the quarterly period ended March 31, 2021.
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
11 unchanged sentences
General Counsel and Director
−Removed: December 16, 2020 Russell M.
+Added: December 21, 2021
Executive Vice President,
2 unchanged sentences
December 21, 2021
+Added: O’Malley, Chairman of the Board
+Added: December 21, 2021
/s/ Kenneth S.
−Removed: Grossman, Chairman of the Board
+Added: Grossman, Vice-Chairman of the Board
December 21, 2021
−Removed: /s/ Robert J.
/s/ Philip J.
−Removed: Inglima, Jr., Director
−Removed: December 16, 2020 Philip J.
+Added: McPherson /s/ Colin R.
McPherson, Director
December 21, 2021
−Removed: O’Malley /s/ Bradley M.
−Removed: O’Malley, Director
+Added: O’Farrell, Director
December 21, 2021
+Added: /s/ Bradley M.
+Added: Tirpak /s/ Doug N.
Tirpak, Director
13 unchanged sentences
10.5 Limited Liability Limited Partnership Agreement of KKM Makai, LLLP dated November 27, 2013 (8)
−Removed: 10.6 Purchase and Sale Agreement, executed on June 8, 2017, with an as of date of May 10, 2017, between Barnwell of Canada, Limited and Anegada Oil Corp.
−Removed: 10.7 Purchase and Sale Agreement, dated December 14, 2017, between Barnwell of Canada, Limited and Mount Bastion Oil & Gas Corp.
−Removed: 10.8 Purchase and Sale Agreement, dated July 19, 2018, between Barnwell of Canada, Limited and Octavian Oil Ltd.
−Removed: and Eagle Energy Inc.
10.6 Agreement with KD Kaupulehu, LLLP to Release Retained Rights, dated as of March 7, 2019, between Kaupulehu Developments and KD Kaupulehu, LLLP (9)
10.7 Agreement with Respect to Retained Rights, dated as of March 7, 2019 between Kaupulehu Developments and KD Acquisition II, LP (10)
+Added: 10.8 Form of Option Agreement (11)
+Added: 10.9 Asset Purchase and Sale Agreement, dated July 8, 2021, between Barnwell of Canada, Limited and Tourmaline Oil Corp.
21 List of Subsidiaries
23.1 Consent of InSite Petroleum Consultants Ltd.
+Added: 23.2 Consent of Weaver and Tidwell, L.L.P.
31.1 Certification of Chief Executive Officer Pursuant To Section 302 of the Sarbanes-Oxley Act of 2002
17 unchanged sentences
(8) Incorporated by reference to Exhibit 10.8 to Registrant’s Form 10-Q for the quarterly period ended December 31, 2013
−Removed: (9) Incorporated by reference to Exhibit 1.1 to Registrant’s Form 8-K filed on June 14, 2017.
−Removed: (10) Incorporated by reference to Exhibit 1.1 to Registrant’s Form 8-K filed on December 19, 2017.
−Removed: (11) Incorporated by reference to Exhibit 2.1 to Registrant’s Form 8-K filed on July 25, 2018.
(9) Incorporated by reference to Exhibit 10.1 to Registrant’s Form 10-Q for the quarterly period ended March 31, 2019.
1 unchanged sentence
Certain confidential information has been omitted from a portion of this exhibit.
+Added: (11) Incorporated by reference to Exhibit 10.1 to Registrant’s Form 10-Q for the quarterly period ended March 31, 2021.
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.