Item 5. Other Information
Item 5. Other Information.
(c) During the second quarter of fiscal 2024, none of the Company's directors or officers adopted or terminated any "Rule 10b5-1 trading arrangement" or any "non-Rule 10b5-1 trading arrangement," as each term is defined in Item 408 of Regulation S-K. However, Philip Horlock’s previously disclosed Rule 10b5-1 trading plan expired during the quarter in accordance with its terms as all shares covered under such plan have been sold.
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Item 6. Exhibits.
The following Exhibits are filed with this Report:
Exhibit No. Description
3.1 The registrant’s Second Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to the registrant’s Current Report on Form 8-K, filed by the registrant with the SEC on February 26, 2015).
3.2 Bylaws of Blue Bird Corporation, as amended, effective February 2, 2023 (incorporated by reference to Exhibit 3.2 to the registrant's Current Report on Form 8-K, filed by the registrant with the SEC on February 3, 2023).
10.1*
Change in Control Plan , effective as of January 25, 2024.
10.2*
O mnibus Amendment to Outstanding Stock Option and Restricted Stock Unit Awards Under the Amended and Restated Blue Bird Corporation 2015 Omnibus Equity Incentive Plan, effective as of January 25, 2024.
10.3* Employment Agreement effective May 15 , 2023, between Phil Horlock and Blue Bird Corporation .
10.4* Employment Agreement effective July 1, 2023, between Britton Smith and Blue Bird Corporation .
10.5*
Employment Agreement effective October 1, 2023, between Razvan Radulescu and Blue Bird Corporation .
10.6*
Employment Agreement effective October 1, 2023, between Ted Scartz and Blue Bird Corporation .
31.1* Chief Executive Officer’s Certification Pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934.
31.2* Chief Financial Officer’s Certification Pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934.
32.1* Chief Executive Officer and Chief Financial Officer Joint Certification Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
101.INS*^ XBRL Instance Document
101.SCH*^ XBRL Taxonomy Extension Schema Document
101.CAL*^ XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF*^ XBRL Taxonomy Extension Definition Linkbase Document
101.LAB*^ XBRL Taxonomy Extension Label Linkbase Document
101.PRE*^ XBRL Taxonomy Extension Presentation Linkbase Document
104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
* Filed herewith.
^ In accordance with Regulation S-T, XBRL (Extensible Business Reporting Language) related information in Exhibit No. 101 to this Quarterly Report on Form 10-Q shall be deemed “furnished” and not “filed” for purposes of Section 18 of the Exchange Act or otherwise subject to the liabilities of that section, and shall not be incorporated by reference into any registration statement pursuant to the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Blue Bird Corporation
Dated: May 8, 2024 /s/ Philip Horlock
Philip Horlock
Chief Executive Officer
Dated: May 8, 2024 /s/ Razvan Radulescu
Razvan Radulescu
Chief Financial Officer
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