Item 5. Other Information
Item
5. Other Information
None
34
Item
6. Exhibits
The
following exhibits are filed herewith or are incorporated by reference to exhibits previously filed with the SEC.
Exhibit
No.
4.1
Form of Common Stock Purchase Warrant issued in connection with the private placement on May 17, 2022 (the “May 2022 PIPE”) (incorporated by reference to Exhibit 4.1 to the Company’s Form 8-K filed with the SEC on May 20, 2022).
4.2
Form of Pre-Funded Common Stock Purchase Warrant issued in connection with the May 2022 PIPE (incorporated by reference to Exhibit 4.2 to the Company’s Form 8-K filed with the SEC on May 20, 2022).
10.1†
Amendment
to Employment Agreement effective as of April 1, 2022 – Erica Monaco (incorporated by reference to Exhibit 10.1 to the Company’s
Form 8-K filed with the SEC on April 5, 2022).
10.2#
Form
of Securities Purchase Agreement (incorporated by reference to Exhibit 10.1 to the Company’s Form 8-K filed with the SEC on
May 20, 2022).
10.3
Form of Registration Rights Agreement for May 2022 PIPE (incorporated by reference to Exhibit 10.2 to the Company’s Form 8-K filed with the SEC on May 20, 2022).
31.1*
Certification
of Principal Executive Officer and Principal Financial Officer pursuant to Section 302 of the Sarbanes Oxley Act of 2002
32.1*
Certification
of Principal Executive Officer and Principal Financial Officer pursuant to Section 906 of the Sarbanes Oxley Act of 2002
101.INS*
Inline
XBRL Instance Document
101.SCH*
Inline
XBRL Taxonomy Extension Schema Document
101.CAL*
Inline
XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF*
Inline
XBRL Taxonomy Extension Definition Linkbase Document
101.LAB*
Inline
XBRL Taxonomy Extension Label Linkbase Document
101.PRE*
Inline
XBRL Taxonomy Extension Presentation Linkbase Document
104
Cover
Page Interactive Data File (embedded within the Inline XBRL document and included in Exhibit 101)
*
Filed
herewith.
†
Indicates
a management contract or compensatory plan or arrangement.
#
The schedules
(and similar attachments) to this exhibit have been omitted from this filing pursuant to Item 601(b)(10) of Regulation S-K. The registrant
agrees to furnish a supplemental copy of any omitted schedule (or similar attachment) to the SEC upon request.
35
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its
behalf by the undersigned thereunto duly authorized.
BIOFRONTERA
INC.
Date:
August 12, 2022
By:
/s/
Erica Monaco
Name:
Erica
Monaco
Title:
Chief
Executive Officer
( Duly
Authorized Officer, Principal Executive Officer and Principal Financial Officer )
36
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.