Item 5. Other Information
Item 5. Other Information.
Appointment of Certain Officers
On August 9, 2022, the Board, upon recommendation from its Nominating and Corporate Governance Committee, appointed Jonathan Bock (currently, the Chief Financial Officer of the Company) to serve as Chief Executive Officer of the Company, Eric Lloyd (currently, the Chief Executive Officer of the Company) to serve as Executive Chairman of the Company, Jonathan Landsberg (currently, the Treasurer of the Company) to serve as Chief Financial Officer of the Company, and Elizabeth Murray (currently, the Principal Accounting Officer of the Company) to serve as Chief Operating Officer and Chief Accounting Officer of the Company. The individuals that currently serve in such positions will continue to serve until all such appointments become effective on September 1, 2022.
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Item 6. Exhibits.
Number Exhibit
3.1 Articles of Amendment and Restatement of the Registrant (Filed as Exhibit (a)(3) to the Registrant's Pre-Effective Amendment No. 1 to the Registration Statement on Form N-2 (File No. 333-138418) filed with the Securities and Exchange Commission on December 29, 2006 and incorporated herein by reference).
3.2 Articles of Amendment of the Registrant (Filed as Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on August 2, 2018 and incorporated herein by reference).
3.3 Seventh Amended and Restated Bylaws of the Registrant (Filed as Exhibit 3.3 to the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on August 2, 2018 and incorporated herein by reference).
3.4 Articles Supplementary (Filed as Exhibit 3.2 to the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on August 2, 2018 and incorporated herein by reference).
10.1 Incremental Commitment and Assumption Agreement, dated as of April 1, 2022, made by the Incremental Lender party thereto, relating to the Senior Secured Revolving Credit Agreement, dated as of February 21, 2019, among Barings BDC, Inc., as borrower, the subsidiary guarantors party thereto, the lenders party thereto and ING Capital LLC, as administrative agent (Filed as Exhibit 10.4 to the Registrant's Quarterly Report on Form 10-Q filed for the quarter ended March 31, 2022 with the Securities and Exchange Commission on May 5, 2022 and incorporated herein by reference) .
31.1 Chief Executive Officer Certification Pursuant to Rule 13a-14 of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.* *
31.2 Chief Financial Officer Certification Pursuant to Rule 13a-14 of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.* *
32.1 Chief Executive Officer Certification pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.** *
32.2 Chief Financial Officer Certification pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.** *
** Filed Herewith.
*** Furnished Herewith.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
BARINGS BDC, INC.
Date: August 9, 2022 /s/ Eric Lloyd
Eric Lloyd
Chief Executive Officer
(Principal Executive Officer)
Date: August 9, 2022 /s/ Jonathan Bock
Jonathan Bock
Chief Financial Officer
(Principal Financial Officer)
Date: August 9, 2022 /s/ Elizabeth A. Murray
Elizabeth A. Murray
Principal Accounting Officer
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