Other Information.
−Removed: Not Applicable.
+Added: Appointment of Certain Officers
+Added: On August 9, 2022, the Board, upon recommendation from its Nominating and Corporate Governance Committee, appointed Jonathan Bock (currently, the Chief Financial Officer of the Company) to serve as Chief Executive Officer of the Company, Eric Lloyd (currently, the Chief Executive Officer of the Company) to serve as Executive Chairman of the Company, Jonathan Landsberg (currently, the Treasurer of the Company) to serve as Chief Financial Officer of the Company, and Elizabeth Murray (currently, the Principal Accounting Officer of the Company) to serve as Chief Operating Officer and Chief Accounting Officer of the Company.
+Added: The individuals that currently serve in such positions will continue to serve until all such appointments become effective on September 1, 2022.
Number Exhibit
5 unchanged sentences
3.4 Articles Supplementary (Filed as Exhibit 3.2 to the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on August 2, 2018 and incorporated herein by reference).
−Removed: 10.1 Second Amended and Restated Investment Advisory Agreement, dated February 25, 2022, by and between Barings BDC, Inc.
−Removed: and Barings LLC (Filed as Exhibit 10.
−Removed: 1 to the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on March 3, 2022 and incorporated herein by reference) .
−Removed: 10.2 Credit Support Agreement, dated February 25, 2022, by and between Barings BDC, Inc.
−Removed: and Barings LLC (Filed as Exhibit 10.
−Removed: 2 to the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on March 3, 2022 and incorporated herein by reference).
−Removed: 10.3 Amendment No.
−Removed: 3 to Senior Secured Revolving Credit Agreement, dated as of February 25, 2022, by and among Barings BDC, Inc.
−Removed: , the subsidiary guarantors party thereto, the lenders party thereto and ING Capital LLC , as administrative agent (Filed as Exhibit 10.
−Removed: 1 to the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on March 3, 2022 and incorporated herein by reference).
−Removed: 10.4 Incremental Commitment and Assumption Agreement, dated as of April 1, 2022, made by the Incremental Lender party t he reto , relati ng to the Senior Secured Revolving Credit Agreement, dated as of February 21, 2019, among Barings BDC, Inc., as borrower, the subsidiary guarantors party thereto, the lenders party thereto and ING Capital LLC, as administrative agent.
+Added: 10.1 Incremental Commitment and Assumption Agreement, dated as of April 1, 2022, made by the Incremental Lender party thereto, relating to the Senior Secured Revolving Credit Agreement, dated as of February 21, 2019, among Barings BDC, Inc., as borrower, the subsidiary guarantors party thereto, the lenders party thereto and ING Capital LLC, as administrative agent (Filed as Exhibit 10.4 to the Registrant's Quarterly Report on Form 10-Q filed for the quarter ended March 31, 2022 with the Securities and Exchange Commission on May 5, 2022 and incorporated herein by reference) .
31.1 Chief Executive Officer Certification Pursuant to Rule 13a-14 of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.* *
2 unchanged sentences
32.2 Chief Financial Officer Certification pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.** *
−Removed: * Exhibits and schedules to this Exhibit have been omitted in accordance with Item 601 of Regulation S-K.
−Removed: The registrant agrees to furnish supplementally a copy of all omitted exhibits and schedules to the SEC upon its request .
** Filed Herewith.
2 unchanged sentences
BARINGS BDC, INC.
−Removed: May 5, 2022 /s/ Eric Lloyd
+Added: August 9, 2022 /s/ Eric Lloyd
Chief Executive Officer
(Principal Executive Officer)
−Removed: May 5, 2022 /s/ Jonathan Bock
+Added: August 9, 2022 /s/ Jonathan Bock
Jonathan Bock
1 unchanged sentence
(Principal Financial Officer)
−Removed: May 5, 2022 /s/ Elizabeth A.
+Added: August 9, 2022 /s/ Elizabeth A.
Principal Accounting Officer
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.