1 unchanged sentence
Certain of our officers and directors have made elections to participate in, and are participating in, our employee stock purchase plan or have made, and may from time to time make, elections to have shares withheld to cover withholding taxes or pay the exercise price of options, which may constitute non-Rule 10b5-1 trading arrangements (as defined in Item 408(c) of Regulation S-K).
−Removed: On September 6, 2023 , Jeanne Mason , our Chief Human Resources Officer , entered into a modification to her existing trading plan for the sale of certain shares of our common stock in connection with the exercise of expiring stock options, which is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
−Removed: As modified, the plan terminates on March 3, 2025.
−Removed: The aggregate number of shares to be sold under the modified plan is 218,731 shares.
Exhibit Index:
Number Description
−Removed: 10.1 Offer Letter, dated September 2 6 , 2023, by and between Baxter International Inc.
−Removed: and Joel Grade (incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K, filed on October 3, 2023).
+Added: 10.1 Fourth Amendment, dated as of March 21, 2024, to the Credit Agreement, dated as of September 30, 2021, as amended by that certain First Amendment, dated as of September 28, 2022, that certain Second Amendment, dated as of September 28, 2022, and that certain Third Amendment, dated as of March 13, 2023, among Baxter International Inc.
+Added: as Borrower, JPMorgan Chase Bank, National Association, as Administrative Agent and certain other financial institutions named therein (incorporated by reference to Exhibit 10.1 to Baxter International Inc .'s Current Report on Form 8-K, filed on March 21, 2024 ).
+Added: 10.2 Fourth Amendment, dated as of March 21, 2024, to the Five-Year Credit Agreement, dated as of September 30, 2021, as amended by that certain First Amendment, dated as of September 28, 2022, that certain Second Amendment, dated as of September 28, 2022, and that certain Third Amendment, dated as of March 13, 2023, among Baxter International Inc.
+Added: as Borrower, JPMorgan Chase Bank, National Association, as Administrative Agent and certain other financial institutions named therein (incorporated by reference to Exhibit 10.
+Added: 2 to Baxter International Inc.'s Current Report on Form 8-K, filed on March 21, 2024).
+Added: 10.3 Third Guaranty Amendment, dated as of March 21, 2024, to the Amended and Restated Guaranty, dated as of October 1, 2021, as amended by that certain Second Amendment, dated as of September 28, 2022, and that certain Second Guaranty Amendment, dated as of March 13, 2023, among Baxter Healthcare SA and Baxter World Trade SRL, as Borrowers, J.P.
+Added: Morgan SE, as Administrative Agent and certain other financial institutions named therein ( incorporated by reference to Exhibit 10.
+Added: 3 to Baxter International Inc.'s Current Report on Form 8-K, filed on March 21, 2024).
31.1* Certification of Chief Executive Officer Pursuant to Rules 13a-14 (a) and 15d-14(a) of the Securities Exchange Act of 1934, as amended.
18 unchanged sentences
BAXTER INTERNATIONAL INC.
−Removed: November 2, 2023
Executive Vice President and Chief Financial Officer, (duly authorized officer and principal financial officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.