Unregistered Sales of Equity Securities and Use of Proceeds
+Added: Period Total number of shares purchased (1)
+Added: Average price paid per share Total number of shares purchased as part of publicly announced program (1)
+Added: Approximate dollar value of shares that may yet be purchased under the program (1)
+Added: January 1, 2021 through January 31, 2021 — $ — —
+Added: February 1, 2021 through February 28, 2021 — $ — —
+Added: March 1, 2021 through March 31, 2021 3,635,500 $ 82.54 3,635,500
+Added: Total 3,635,500 $ 82.54 3,635,500 $ 1,597,200,466
(1) In July 2012, we announced that our Board of Directors authorized us to repurchase up to $2.0 billion of our common stock on the open market or in private transactions.
The Board of Directors increased this authority by an additional $1.5 billion in each of November 2016 and February 2018, by an additional $2.0 billion in November 2018 and by an additional $1.5 billion in October 2020.
−Removed: During the first nine months of 2020, we did not repurchase any shares pursuant to Rule 10b5-1 plans.
−Removed: We had $ 897 million remaining under this program (as amended and after giving effect to stock repurchases) as of September 30, 2020.
−Removed: After giving effect to the October 2020 approval, we had $2.4 billion remaining under this program as of October 29, 2020.
+Added: During the first quarter of 2021, we repurchased approximately 3.6 million shares for $300 million pursuant to this authority through a Rule 10b5-1 purchase plan.
+Added: We had $1.6 billion remaining under this program as of March 31, 2021.
This program does not have an expiration date.
1 unchanged sentence
Number Description
−Removed: 10.1 New Change-in-Control Agreement between Baxter International Inc.
−Removed: and José Almeida, dated as of September 24, 2020 (incorporated by reference to Exhibit 10.1 of the Company’s Current Report on Form 8-K, filed on September 25, 2020).
−Removed: 10.2 Form of Amended Grandfathered Change-in-Control Agreement (incorporated by reference to Exhibit 10.2 of the Company’s Current Report on Form 8-K, filed on September 25, 2020).
−Removed: 10.3 Amended OUS Change-in-Control Agreement between Baxter International Inc.
−Removed: and Cristiano Franzi, dated as of September 25, 2020 (incorporated by reference to Exhibit 10.3 of the Company’s Current Report on Form 8-K, filed on September 25, 2020).
−Removed: 10.4* Form of Change-in-Control Agreement
−Removed: 15* Letter Re Unaudited Interim Financial Information
31.1* Certification of Chief Executive Officer Pursuant to Rules 13a-14 (a) and 15d-14(a) of the Securities Exchange Act of 1934, as amended.
14 unchanged sentences
BAXTER INTERNATIONAL INC.
−Removed: October 29, 2020
+Added: April 29, 2021
Executive Vice President and Chief Financial Officer
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.