Item 5. Other Information
Item 5.
Other Information
None.
25
Item 6.
Exhibits
The exhibits required
by Item 601 of Regulation S-K and Item 15(b) of this Quarterly Report are listed in the Exhibit Index below. The exhibits listed
in the Exhibit Index are incorporated by reference herein.
Exhibit
Number
Description
of Document
Incorporated
by reference from
Form
Filing
Date
Exhibit
Number
Filed
Herewith
2.2
Form
of Plan of Conversion
8-K
02-22-2021
2.1
3.1
Certificate
of Incorporation of the Company
8-K
02-22-2021
3.1
3.2
Bylaws
of the Company
8-K
02-22-2021
3.2
3.3
Form
of Warrant after Conversion from an LLC to a Corporation
S-1/A
01-28-2020
3.5
3.4
Form
of Series A Warrant
S-1/A
02-05-2021
3.6
4.1
Form
of Common Stock Certificate
S-1/A
10-08-2020
4.1
4.2
Form
of Representative’s Common Stock Purchase Warrant
8-K
02-22-2021
4.1
4.3
Description
of Securities
10-K
03-31-2021
4.3
10.1
#
Employment
Agreement of Michael T. Lawless
S-1
01-10-2020
10.1
10.2
#
Employment
Agreement of Peter Shoebridge
S-1
01-10-2020
10.2
10.3
#
Form
of Auddia Inc. 2020 Equity Incentive Plan
S-1/A
10-22-2020
10.3
10.4
Collateral
and Security Agreement with Related Party (Minicozzi)
S-1/A
01-28-2020
10.4
10.5
Form
of Amendment to Collateral and Security Agreement with Related Party
S-1/A
10-08-2020
10.5
10.6
Form
of Convertible Promissory Note
S-1/A
01-28-2020
10.6
10.7
Business
Loan Agreement and Guaranty of Related Party with Bank of the West
S-1/A
01-28-2020
10.7
10.8
**
Agreement
with Major United States Broadcast Company
S-1/A
01-28-2020
10.8
10.9
Form
of Bridge Note
S-1/A
10-22-2020
10.9
10.10
Form
of Warrant Agent Agreement
S-1/A
02-05-2021
10.10
10.11
Amendment
to Bridge Note
S-1/A
10-22-2020
10.14
10.12
Amended
Business Loan Agreement with Bank of the West
10-K
03-31-2021
10.15
10.13
#
First
Amendment to 2020 Equity Incentive Plan
S-8
08-10-2021
99.2
10.14
#
Form
of Stock Option Grant Notice and Stock Option Agreement under 2020 Equity Incentive Plan
S-8
08-10-2021
99.3
10.15
#
Form
of Restricted Stock Unit Grant Notice and Restricted Stock Unit Award Agreement under 2020 Equity Incentive Plan
S-8
08-10-2021
99.4
10.16
#
Form
of Inducement Stock Option Grant Notice and Inducement Stock Option Agreement
S-8
08-10-2021
99.5
10.17
#
Clip
Interactive, LLC 2013 Equity Incentive Plan
S-8
08-10-2021
99.6
10.18
#
Form
of Stock Option Grant Notice and Stock Option Agreement under 2013 Equity Incentive Plan
S-8
08-10-2021
99.7
10.19
#
Executive
Officer Employment Agreement for Michael Lawless dated October 13, 2021
8-K
10-15-2021
10.1
10.20
#
Executive
Officer Employment Agreement for Peter Shoebridge dated October 13, 2021
8-K
10-15-2021
10.2
10.21
#
Executive
Officer Employment Agreement for Brian Hoff dated October 13, 2021
8-K
10-15-2021
10.3
31.1
Section 302 Certification by the Corporation’s Chief Executive Officer
X
31.2
Section 302 Certification by the Corporation’s Chief Financial Officer
X
32.1
Section 906 Certification by the Corporation’s Chief Executive Officer
X
32.2
Section 906 Certification by the Corporation’s Chief Financial Officer
X
101.INS
Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document)
101.SCH
Inline XBRL Taxonomy Extension Schema Document
101.CAL
Inline XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF
Inline XBRL Taxonomy Extension Definition Linkbase Document
101.LAB
Inline XBRL Taxonomy Extension Label Linkbase Document
101.PRE
Inline XBRL Taxonomy Extension Presentation Linkbase Document
104
Cover Page Interactive Data File (formatted in IXBRL, and included in exhibit 101).
___________________________
#
Indicates management contract or compensatory plan.
**
Certain information contained in this Exhibit has been redacted and appears as “XXXXX” as the disclosure of same would be a disadvantage to the Registrant in the marketplace
26
SIGNATURES
Pursuant to the requirements
of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
AUDDIA INC.
By:
/s/ Michael Lawless
Michael Lawless
President, Chief Executive Officer and Director
By:
/s/ Brian Hoff
Brian Hoff
Chief Financial Officer
Date: August 12,
2022
27
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.