Item 5. Other Information
Item 5. Other Information
None.
55
Index to Exhibits
Incorporated by Reference
Exhibit
Number
Exhibit Title
Form
File No.
Exhibit
Filing Date
3.1
Restated Certificate of Incorporation of the Registrant
S-1/A
333-203272
3.2
May 1, 2015
3.2
Certificate of Amendment to Restated Certificate of Incorporation of the Registrant
8-K
001-37378
3.1
June 28, 2019
3.3
Certificate of Amendment to Restated Certificate of Incorporation of the Registrant
10-Q
001-37378
3.3
May 12, 2020
3.4
Certificate of Amendment to Restated Certificate of Incorporation of the Registrant
8-K
001-37378
3.1
May 4, 2021
3.5
Amended and Restated Bylaws of the Registrant
S-1/A
333-203272
3.4
April 27, 2015
3.6
Certificate of Designation of Preferences, Rights and Limitations of Class X Convertible Preferred Stock
8-K
001-37378
3.1
August 31, 2017
4.1
Specimen Common Stock Certificate
S-1/A
333-203272
4.1
April 27, 2015
4.2
Warrant to Purchase Stock issued to Silicon Valley Bank on July 24, 2013
S-1
333-203272
4.4
April 6, 2015
4.3
Warrant to Purchase Stock issued to Silicon Valley Bank on November 18, 2016
10-K
001-37378
4.5
March 16, 2017
4.4
Warrant to Purchase Stock issued to Solar Capital Ltd on November 18, 2016
10-K
001-37378
4.6
March 16, 2017
4.5
Warrant to Purchase Stock issued to Silicon Valley Bank on June 30, 2017
10-Q
001-37378
4.7
August 14, 2017
4.6
Warrant to Purchase Stock issued to Solar Capital Ltd on June 30, 2017
10-Q
001-37378
4.8
August 14, 2017
4.7
Warrant to Purchase Stock issued to Silicon Valley Bank on December 22, 2017
10-K
001-37378
4.8
March 20, 2018
4.8
Warrant to Purchase Stock issued to Solar Capital Ltd on December 22, 2017
10-K
001-37378
4.9
March 20, 2018
10.1*
aTyr Pharma, Inc. 2015 Stock Option and Incentive Plan, as amended
8-K
001-37378
10.1
May 4, 2021
31.1
Certification of Principal Executive Officer required by Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
—
—
—
Filed herewith
31.2
Certification of Principal Financial Officer required by Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
—
—
—
Filed herewith
32.1#
Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
—
—
—
Filed herewith
32.2#
Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
—
—
—
Filed herewith
56
Incorporated by Reference
Exhibit
Number
Exhibit Title
Form
File No.
Exhibit
Filing Date
101.INS
Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because XBRL tags are embedded within the Inline XBRL document
—
—
—
Filed herewith
101.SCH
Inline XBRL Taxonomy Extension Schema Document
—
—
—
Filed herewith
101.CAL
Inline XBRL Taxonomy Extension Calculation Linkbase Document
—
—
—
Filed herewith
101.DEF
Inline XBRL Taxonomy Extension Definition Linkbase Document
—
—
—
Filed herewith
101.LAB
Inline XBRL Taxonomy Extension Label Linkbase Document
—
—
—
Filed herewith
101.PRE
Inline XBRL Taxonomy Extension Presentation Linkbase Document
—
—
—
Filed herewith
104
Cover Page Interactive Data File (embedded within the Inline XBRL document)
—
—
—
Filed herewith
*
Indicates a management contract or compensatory plan, contract or arrangement.
#
The information in Exhibits 32.1 and 32.2 shall not be deemed “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act or the Exchange Act (including this Quarterly Report on Form 10-Q), unless the Registrant specifically incorporates the foregoing information into those documents by reference.
57
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
aTyr Pharma, Inc.
Date: August 11, 2021
By:
/s/ Sanjay S. Shukla
Sanjay S. Shukla, M.D., M.S.
President and Chief Executive Officer
(Principal Executive Officer)
By:
/s/ Jill M. Broadfoot
Jill M. Broadfoot
Chief Financial Officer
(Principal Financial and Accounting Officer)
58
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.