Item 5. Other Information
Item 5. Other Information
None.
59
Index to Exhibits
Incorporated by Reference
Exhibit
Number
Exhibit Title
Form
File No.
Exhibit
Filing Date
3.1
Restated Certificate of Incorporation of the Registrant
S-1/A
333-203272
3.2
May 1, 2015
3.2
Certificate of Amendment to Restated Certificate of Incorporation of the Registrant
8-K
001-37378
3.1
June 28, 2019
3.3
Certificate of Amendment to Restated Certificate of Incorporation of the Registrant
10-Q
001-37378
3.3
May 12, 2020
3.4
Amended and Restated Bylaws of the Registrant
S-1/A
333-203272
3.4
April 27, 2015
3.5
Certificate of Designation of Preferences, Rights and Limitations of Class X Convertible Preferred Stock
8-K
001-37378
3.1
August 31, 2017
4.1
Specimen Common Stock Certificate
S-1/A
333-203272
4.1
April 27, 2015
4.2
Warrant to Purchase Stock issued to Comerica Bank on March 18, 2011
S-1
333-203272
4.3
April 6, 2015
4.3
Warrant to Purchase Stock issued to Silicon Valley Bank on July 24, 2013
S-1
333-203272
4.4
April 6, 2015
4.4
Warrant to Purchase Stock issued to Silicon Valley Bank on November 18, 2016
10-K
001-37378
4.5
March 16, 2017
4.5
Warrant to Purchase Stock issued to Solar Capital Ltd on November 18, 2016
10-K
001-37378
4.6
March 16, 2017
4.6
Warrant to Purchase Stock issued to Silicon Valley Bank on June 30, 2017
10-Q
001-37378
4.7
August 14, 2017
4.7
Warrant to Purchase Stock issued to Solar Capital Ltd on June 30, 2017
10-Q
001-37378
4.8
August 14, 2017
4.8
Warrant to Purchase Stock issued to Silicon Valley Bank on December 22, 2017
10-K
001-37378
4.8
March 20, 2018
4.9
Warrant to Purchase Stock issued to Solar Capital Ltd on December 22, 2017
10-K
001-37378
4.9
March 20, 2018
4.10
Registration Right Agreement dated September 11, 2020 by and between aTyr Pharma, Inc. and Aspire Capital Fund, LLC.
8-K
001-37378
4.1
September 14, 2020
5.1
Opinion of Cooley LLP
—
—
—
Filed herewith
10.1
Amendment No. 2 to Common Stock Sales Agreement, dated November 13, 2020, between the Registrant and H.C. Wainwright & Co., LLC
—
—
—
Filed herewith
31.1
Certification of Principal Executive Officer required by Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
—
—
—
Filed herewith
31.2
Certification of Principal Financial Officer required by Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
—
—
—
Filed herewith
60
Incorporated by Reference
Exhibit
Number
Exhibit Title
Form
File No.
Exhibit
Filing Date
32.1#
Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-
Oxley Act of 2002
—
—
—
Filed herewith
32.2#
Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
—
—
—
Filed herewith
101.INS
XBRL Instance Document
—
—
—
Filed herewith
101.SCH
XBRL Taxonomy Extension Schema Document
—
—
—
Filed herewith
101.CAL
XBRL Taxonomy Extension Calculation Linkbase Document
—
—
—
Filed herewith
101.DEF
XBRL Taxonomy Extension Definition Linkbase Document
—
—
—
Filed herewith
101.LAB
XBRL Taxonomy Extension Label Linkbase Document
—
—
—
Filed herewith
101.PRE
XBRL Taxonomy Extension Presentation Linkbase Document
—
—
—
Filed herewith
#
The information in Exhibits 32.1 and 32.2 shall not be deemed “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act or the Exchange Act (including this Quarterly Report on Form 10-Q), unless the Registrant specifically incorporates the foregoing information into those documents by reference.
61
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
aTyr Pharma, Inc.
Date: November 13, 2020
By:
/s/ Sanjay S. Shukla
Sanjay S. Shukla, M.D., M.S.
President and Chief Executive Officer
(Principal Executive Officer)
By:
/s/ Jill M. Broadfoot
Jill M. Broadfoot
Chief Financial Officer
(Principal Financial and Accounting Officer)
62
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.