Item 5. Other Information
Item 5. Other Information
The table below summarizes
the terms of arrangements adopted or terminated by officers or directors during the three months ended September 30, 2024. All of the
trading arrangements listed below are intended to satisfy the affirmative defense conditions of Rule 10b5-1c.
Name and Position
Adoption or Termination Date
Total Number of Shares to be Sold (1)
Expiration Date
Robert Mears ,
Adopted
Up to 18,530
September 10, 2025
Chief Technology Officer
September 10, 2024
(1) The actual
number of shares sold will depend on the vesting of restricted stock awards and the number of shares withheld by the Company to satisfy
its income tax withholding obligations, and may vary from the approximate number provided.
Item 6. Exhibits
The following is a list of
exhibits filed as part of this Report on Form 10-Q:
Exhibit
No.
Description
Method of filing
31.1
Certifications Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
Filed electronically herewith
31.2
Certifications Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
Filed electronically herewith
32.1
Certification of Principal Executive Officer and Principal Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. Section 1350)
Filed electronically herewith
101.INS
Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document)
Filed electronically herewith
101.SCH
Inline XBRL Taxonomy Extension Schema Document
Filed electronically herewith
101.CAL
Inline XBRL Taxonomy Extension Calculation Linkbase Document
Filed electronically herewith
101.DEF
Inline XBRL Taxonomy Extension Definition Linkbase Document
Filed electronically herewith
101.LAB
Inline XBRL Taxonomy Extension Label Linkbase Document
Filed electronically herewith
101.PRE
Inline XBRL Taxonomy Extension Presentation Linkbase Document
Filed electronically herewith
104
Cover Page Interactive Data File (formatted in IXBRL, and included in exhibit 101).
Filed electronically herewith
20
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in
the capacities and the on the date indicated.
ATOMERA INCORPORATED.
Date: October 29, 2024
By:
/s/ Scott A. Bibaud
Scott A. Bibaud
Chief Executive Officer,
(Principal Executive Officer)
and Director
Date: October 29, 2024
By:
/s/ Francis B. Laurencio
Francis B. Laurencio
Chief Financial Officer
(Principal Financial and
Accounting Officer)
21
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.