Other Information
−Removed: the quarter ended June 30, 2024, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement”
−Removed: or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
+Added: The table below summarizes
+Added: the terms of arrangements adopted or terminated by officers or directors during the three months ended September 30, 2024.
+Added: trading arrangements listed below are intended to satisfy the affirmative defense conditions of Rule 10b5-1c.
+Added: Name and Position
+Added: Adoption or Termination Date
+Added: Total Number of Shares to be Sold (1)
+Added: Expiration Date
+Added: Robert Mears ,
+Added: September 10, 2025
+Added: Chief Technology Officer
+Added: September 10, 2024
+Added: (1) The actual
+Added: number of shares sold will depend on the vesting of restricted stock awards and the number of shares withheld by the Company to satisfy
+Added: its income tax withholding obligations, and may vary from the approximate number provided.
The following is a list of
26 unchanged sentences
ATOMERA INCORPORATED.
−Removed: July 30, 2024
+Added: October 29, 2024
Chief Executive Officer,
(Principal Executive Officer)
−Removed: July 30, 2024
+Added: October 29, 2024
/s/ Francis B.
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.