Item 5. Other Information
Item 5. Other Information
Rule 10b5-1 Plan Elections
During the fiscal quarter ended September 28, 2025, Robert S. Wetherbee , the Company’s Executive Chairman , entered into a pre-arranged stock trading plan on August 15, 2025 , which provides for the potential sale of up to 300,000 shares of the Company’s common stock between November 18, 2025 and August 14, 2026 for his personal tax and estate planning purposes. Additionally, Timothy J. Harris , the Company’s Senior Vice President and Chief Digital and Information Officer , entered into a pre-arranged stock trading plan on August 6, 2025 , which provides for the potential sale of up to 42,170 shares of the Company’s common stock between November 4, 2025 and January 30, 2026 for his personal tax and estate planning purposes. These trading plans were entered into during an open insider trading window and are intended to satisfy the affirmative defense criteria articulated by Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended, as well as the Company’s policies and procedures pertaining to transactions in Company securities.
Item 6. Exhibits
(a) Exhibits
10.1 Rece ivab l es Purchase and Financing Agreement, dated as of September 1 9 , 2025, by and among the ATI Securitization LLC, the Purchasers and L enders from time to time party ther eto, ATI Specialty Materials LLC, PNC Bank, National Association, as Administrative Agent, and PNC Capital Markets LLC, as Structuring A gent (filed herewith).*
10.2 First Tier Purchase and Sale Agreement, dated as of September 19, 2025, b etween ATI Specialty Materials LLC, as Servicer and ATI Securitization Holdings LLC (filed herewith).
10.3 Second Tier Purchase and Sale Agreement, dated as of September 19, 2025, between ATI Specialty Materials LLC, as Servicer , ATI Securitization Holdings LLC and ATI Securitization LLC (filed herewith).
10.4 Retirement and Consulting Agreement, date d as of October 27, 2025 , between the Company and Donal d P. Newman (filed herewith).
31.1 Certification of Chief Executive Officer required by Securities and Exchange Commission Rule 13a – 14(a) or 15d – 14(a) (filed herewith).
31.2 Certification of Chief Financial Officer required by Securities and Exchange Commission Rule 13a – 14(a) or 15d – 14(a) (filed herewith).
32.1 Certification pursuant to 18 U.S.C. Section 1350 (furnished herewith).
101.INS Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
101.SCH Inline XBRL Taxonomy Extension Schema Document.
101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document.
101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document.
101.LAB Inline XBRL Taxonomy Extension Label Linkbase Document.
101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document.
104 Cover Page Interactive Data File - the cover page interactive data file does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
* Schedules and certain exhibits have been omitted pursuant to Item 601(a)(5) of Regulation S-K. The registrant agrees to furnish supplementally a copy of the omitted schedules and exhibits to the SEC upon request.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
ATI INC.
(Registrant)
Date: October 28, 2025 By /s/ Donald P. Newman
Donald P. Newman
Executive Vice President, Finance and Chief Financial Officer
(Principal Financial Officer)
Date: October 28, 2025 By /s/ Michael B. Miller
Michael B. Miller
Vice President, Controller and Chief Accounting Officer
(Principal Accounting Officer)
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