Item 5. Other Information
Item 5. Other Information
Rule 10b5-1 Plan Elections
As previously announced, Robert S. Wetherbee , who served as the Company’s Chief Executive Officer from January 2019 through June 2024, became the Company’s Executive Chairman on July 1, 2024. During the quarterly period ended June 30, 2024, Mr. Wetherbee entered into a pre-arranged stock trading plan , dated May 28, 2024 , to provide for his potential sale of up to 100,000 shares of the Company’s common stock between September 16, 2024 and December 13, 2024 for his personal tax and estate planning purposes. Mr. Wetherbee entered into his trading plan during an open trading window under the Company’s policies and procedures pertaining to transactions in Company securities, and it is intended to satisfy the affirmative defense criteria articulated by Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.
Item 6. Exhibits
(a) Exhibits
31.1 Certification of Chief Executive Officer required by Securities and Exchange Commission Rule 13a – 14(a) or 15d – 14(a) (filed herewith).
31.2 Certification of Chief Financial Officer required by Securities and Exchange Commission Rule 13a – 14(a) or 15d – 14(a) (filed herewith).
32.1 Certification pursuant to 18 U.S.C. Section 1350 (furnished herewith).
101.INS Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
101.SCH Inline XBRL Taxonomy Extension Schema Document.
101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document.
101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document.
101.LAB Inline XBRL Taxonomy Extension Label Linkbase Document.
101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document.
104 Cover Page Interactive Data File - the cover page interactive data file does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
*Management contract or compensatory plan or arrangement required to be filed as an Exhibit to this Report.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
ATI INC.
(Registrant)
Date: August 6, 2024 By /s/ Donald P. Newman
Donald P. Newman
Executive Vice President, Finance and Chief Financial Officer
(Principal Financial Officer)
Date: August 6, 2024 By /s/ Michael B. Miller
Michael B. Miller
Vice President, Controller and Chief Accounting Officer
(Principal Accounting Officer)
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.